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RIA / WealthAdvisor15 years in industry

ANN MARIE ARCEO

Advisor at DEL-SETTE CAPITAL MANAGEMENT, LLC

SCHENECTADY, NY

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Search this name across graphsid dfx:ria:310a6483-e95f-6e7c-b090-7fda240cab23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DEL-SETTE CAPITAL MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 30, 2011
First registration: Sep 8, 2011
Dual registered: no
Other names: ANN MARIE HINRICHS|ANN MARIE HINRICHS
IAPD individual key: 5869801

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DEL-SETTE CAPITAL MANAGEMENT, LLC	Independent wealth	Dec 8, 2023	n/a	yes	SCHENECTADY, NY	Current employment
ROOTED PLANNING GROUP	Independent wealth	Sep 14, 2020	Nov 27, 2023	no	CORNING, NY\|Ft Collins, CO\|Rio Rancho, NM	Previous registration
SAVVY DUO FINANCIAL PLANNING, INC.	n/a	Aug 15, 2013	Dec 3, 2020	no	FORT COLLINS, CO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 15, 2013	Aug 7, 2013	no	LOS ANGELES, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Nov 27, 2012	Dec 31, 2012	no	TUSTIN, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2011	Dec 4, 2012	no	TUSTIN, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ROOTED PLANNING GROUP	DEL-SETTE CAPITAL MANAGEMENT, LLC	Nov 27, 2023	Dec 8, 2023	11	Firm change	RIA to RIA
SAVVY DUO FINANCIAL PLANNING, INC.	ROOTED PLANNING GROUP	Dec 3, 2020	Sep 14, 2020	-80	Firm change after gap	Other
LPL FINANCIAL LLC	SAVVY DUO FINANCIAL PLANNING, INC.	Aug 7, 2013	Aug 15, 2013	8	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Dec 31, 2012	Jan 15, 2013	15	Firm change	Other
LPL FINANCIAL LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 4, 2012	Nov 27, 2012	-7	Firm change	Other

Relationships

Registered with (5)

→ DEL-SETTE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 8, 2023 to presentfactForm ADV
→ ROOTED PLANNING GROUPRegistered adviserregistration: previous registration
Sep 14, 2020 to Nov 27, 2023factForm ADV
→ SAVVY DUO FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Aug 15, 2013 to Dec 3, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 15, 2013 to Aug 7, 2013factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Nov 27, 2012 to Dec 31, 2012factForm ADV

Dated events

Occurred
Nov 27, 2023
Advisor changed firm
Ann Marie Arceo left Rooted Planning Group for Del-Sette Capital Management, Llc (registered 2023-12-08)
Form ADVobserved 5 days ago