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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MATTHEW SHANE LUSK

Advisor at LPL FINANCIAL LLC

SPOKANE, WA

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Search this name across graphsid dfx:ria:3116dfef-6e55-e53f-a64d-b65164f867bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 21, 2005
First registration: Jul 26, 2005
Dual registered: yes, broker-dealer
Other names: MATT LUSK|MATTHEW S LUSK
IAPD individual key: 4938407

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 19, 2024	n/a	yes	SPOKANE, WA\|SPOKANE, WA	Current employment
JMK & ASSOCIATES, LLC	Independent wealth	Mar 10, 2021	Jan 18, 2024	no	SPOKANE, WA	Previous registration
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Nov 12, 2019	Jun 30, 2021	no	OLYMPIA, WA\|Spokane, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 27, 2013	Nov 19, 2019	no	SPOKANE, WA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Jul 26, 2005	Apr 1, 2013	no	GREAT FALLS, MT\|SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JMK & ASSOCIATES, LLC	LPL FINANCIAL LLC	Jan 18, 2024	Jan 19, 2024	1	Firm change	RIA to ibd
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	JMK & ASSOCIATES, LLC	Jun 30, 2021	Mar 10, 2021	-112	Firm change after gap	RIA to new firm
UBS FINANCIAL SERVICES INC.	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Nov 19, 2019	Nov 12, 2019	-7	Firm change	Wirehouse to RIA
D.A. DAVIDSON & CO.	UBS FINANCIAL SERVICES INC.	Apr 1, 2013	Mar 27, 2013	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151298:312760:WA:2021-06-30	Jun 30, 2021	Mar 10, 2021	SPOKANE, WA	Firm change after gap

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ JMK & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Mar 10, 2021 to Jan 18, 2024factForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Nov 12, 2019 to Jun 30, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 27, 2013 to Nov 19, 2019factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Jul 26, 2005 to Apr 1, 2013factForm ADV

Dated events

Occurred
Jan 18, 2024
Advisor changed firm
Matthew Shane Lusk left Jmk & Associates, Llc for Lpl Financial Llc (registered 2024-01-19)
Form ADVobserved 4 days ago