DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S•••• L•••

L•• F•••••••• L••BD affiliatedSpokane, Wadual registrantIAPD 4938407

Feed of 09/14/2026

Also filed as Matt L•••

At current firm

2 y

since Jan 19, 2024

In the industry

21 y

since Jul 21, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 19, 2024 · Spokane, Wa
J•• • A••••••••• L•• independent RIA
Mar 10, 2021 to Jan 18, 2024 · Spokane, Wa
F•••••••• A•••••••• I••••••••• M••••••••• former
Nov 12, 2019 to Jun 30, 2021 · Olympia, Wa
U•• F•••••••• S••••••• I••• wirehouse
Mar 27, 2013 to Nov 19, 2019 · Spokane, Wa
D••• D••••••• • C•• independent RIA
Jul 26, 2005 to Apr 1, 2013 · Great Falls, Mt

Moves

a registration end followed by a registration begin elsewhere

J•• • A••••••••• L•• to L•• F•••••••• L••
left Jan 18, 2024, registered Jan 19, 2024 (1 days) · RIA to affiliated broker-dealer or bank
F•••••••• A•••••••• I••••••••• M••••••••• to J•• • A••••••••• L••
left Jun 30, 2021, registered Mar 10, 2021 (-112 days) · RIA to a newly registered adviser · moved with a team
U•• F•••••••• S••••••• I••• to F•••••••• A•••••••• I••••••••• M•••••••••
left Nov 19, 2019, registered Nov 12, 2019 (-7 days) · Wirehouse to independent RIA
D••• D••••••• • C•• to U•• F•••••••• S••••••• I•••
left Apr 1, 2013, registered Mar 27, 2013 (-5 days) · Other

Signals

M•••••• S•••• L••• left J•• • A••••••••• L•• for L•• F•••••••• L•• (registered 2024-01-19)
Jan 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address