DFX Intelligence

Data Factory

RIA / WealthAdvisor27 years in industry

SHAREEN MARIE BALKEY

Advisor at INDEX FUND ADVISORS, INC.

IRVINE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3116e7b1-a73e-f4e4-7679-0ac34541d8bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEX FUND ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 5, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 5, 1999
First registration: Jan 5, 2005
Dual registered: no
Other names: SHAREEN SHOEMAKERBALKEY|SHAREEN SHOEMAKER|SHAREEN MARIE SHOEMAKER
IAPD individual key: 2197481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEX FUND ADVISORS, INC.	Independent wealth	Mar 27, 2017	n/a	yes	IRVINE, CA	Current employment
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Dec 12, 2012	Jan 4, 2013	no	COSTA MESA, CA\|BOSTON, MA	Previous registration
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Dec 22, 2008	Dec 31, 2010	no	COSTA MESA, CA\|BOSTON, MA	Previous registration
STANCORP INVESTMENT ADVISERS, INC.	Other adviser	Jan 5, 2005	Oct 15, 2007	no	ORANGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANULIFE INVESTMENT MANAGEMENT (US) LLC	INDEX FUND ADVISORS, INC.	Jan 4, 2013	Mar 27, 2017	1,543	Firm change after gap	Other
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 31, 2010	Dec 12, 2012	712	Bulk transfer	Other
STANCORP INVESTMENT ADVISERS, INC.	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Oct 15, 2007	Dec 22, 2008	434	Firm change after gap	Other

Relationships

Registered with (4)

→ INDEX FUND ADVISORS, INC.Registered adviserregistration: current employment
Mar 27, 2017 to presentfactForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Dec 12, 2012 to Jan 4, 2013factForm ADV
→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Dec 22, 2008 to Dec 31, 2010factForm ADV
→ STANCORP INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Jan 5, 2005 to Oct 15, 2007factForm ADV

Dated events

No dated event names this entity yet.