DFX Intelligence

K••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

K••• H•••••••••

Advisor at L•• F•••••••• L••

SHEFFIELD VILLAGE, OH

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Search this name across graphsid dfx:ria:3139820f-ac8b-9ca9-6025-fa96a1eed2df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 1, 2024	n/a	yes	SHEFFIELD VILLAGE, OH	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jun 25, 2021	Nov 11, 2024	no	SHEFFIELD VILLAGE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Nov 11, 2024	Nov 1, 2024	-10	Firm change	Ibd to ibd
H••••••••• A•••• M••••••••• I••	O•••• W•••••• I•••	Jan 5, 2023	Jun 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:OH:2024-11-07	Nov 11, 2024	Nov 1, 2024	SHEFFIELD VILLAGE, OH	Firm change
106937:23131:OH:2023-01-05	Jan 5, 2023	Jun 25, 2021	DUBLIN, OH	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jun 25, 2021 to Nov 11, 2024factForm ADV
→ H••••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Oct 16, 2019 to Jan 5, 2023factForm ADV

Dated events

Occurred
Nov 11, 2024
Advisor changed firm
K••• H••••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-11-01)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2023
Advisor changed firm
K••• H••••••••• left H••••••••• A•••• M••••••••• I•• for O•••• W•••••• I••• (registered 2021-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3139820f-ac8b-9ca9-6025-fa96a1eed2df
First observed: Oct 16, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.