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H••••••••• A•••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

H••••••••• A•••• M••••••••• I••

CRD 106937

DUBLIN, OH

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Search this name across graphsid dfx:ria:67a9b811-9135-3b41-3df2-c4b30b8f81ce

Data as of Mar 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2012 to Mar 31, 2022
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $220MItem 5.F on the latest filing (2022-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $220M
Private client RAUM: $207MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••••• T•••••• K••••	President	E	yes	09/1993	Mar 29, 2012	Mar 31, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$220M	$226M	-2.5%	$153M	12.9%	1	1	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
O•••• W•••••• I•••	4	Jan 5, 2023	Jun 30, 2021	DUBLIN, OH	Firm absorbed	RIA to ibd	80.0%

Relationships

Controls (1)

← H••••••••• T•••••• K••••OwnerPRESIDENT, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV

Registered with (5)

← ANTHONY PAUL CAMPAGNIAdvisorregistration: previous registration
Jan 28, 2003 to Jan 5, 2023factForm ADV
← T••••• K•••• H•••••••••Advisorregistration: previous registration
Jan 27, 2003 to Jan 5, 2023factForm ADV
← RONALD ALAN JURCZYNSKI

Dated events

Occurred
Jan 5, 2023
Firm absorbed
H••••••••• A•••• M••••••••• I••'s advisors moved to O•••• W•••••• I••• (Dublin, OH): 4 of 5 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jan 5, 2023
Advisor changed firm
Mitchell A Romeo left H••••••••• A•••• M••••••••• I•• for Lpl Financial Llc (registered 2024-11-01)
Form ADVobserved 7 days ago
Occurred
Jan 5, 2023
Advisor changed firm
Ronald Alan Jurczynski left H••••••••• A•••• M••••••••• I•• for O•••• W•••••• I••• (registered 2021-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:67a9b811-9135-3b41-3df2-c4b30b8f81ce
First observed: Mar 29, 2012
Last observed: Mar 31, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.