S•••••••• L••••

Advisor at T• P•••••• C••••• W••••• L••

Ramsey, NJ | BOONTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:314683a7-4a69-81e7-f342-f49f7e2e5a0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 13, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Aug 30, 2023	n/a	yes	Ramsey, NJ\|BOONTON, NJ	Current employment
M••••• S••••••	Wirehouse	Jan 4, 2023	Aug 17, 2023	no	Morristown, NJ\|PURCHASE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• C•••••• M••••••••• L••	M••••• S••••••	Aug 21, 2023	Jan 4, 2023	-229	Channel change	RIA to wirehouse
M••••• S••••••	T• P•••••• C••••• W••••• L••	Aug 17, 2023	Aug 30, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
42159:149777:NJ:2023-08-21	Aug 21, 2023	Jan 4, 2023	MORRISTOWN, NJ	Firm change after gap

Relationships

Registered with (4)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Aug 30, 2023 to presentfactForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 29, 2016 to Aug 21, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 4, 2023 to Aug 17, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:314683a7-4a69-81e7-f342-f49f7e2e5a0a
First observed: Sep 13, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.