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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Jason Anthony Sartori

Advisor at VOYA FINANCIAL ADVISORS, INC.

Sherrill, IA | WINDSOR, CT

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Search this name across graphsid dfx:ria:3149a731-755a-eac7-8404-31b0aa259af9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Sep 14, 2004
First registration: Sep 17, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4829489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 26, 2023	n/a	yes	WINDSOR, CT\|Sherrill, IA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	Jul 5, 2023	no	DUBUQUE, IA	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Sep 16, 2020	May 12, 2021	no	SHERRILL, IA\|GREENWOOD VILLAGE, CO	Previous registration
PRUDENTIAL SELECT STRATEGIES LLC	Institutional manager	May 31, 2019	Jul 16, 2020	no	Dubuque, IA	Previous registration
GLOBAL PORTFOLIO STRATEGIES, INC.	Former SEC adviser	Oct 23, 2006	Dec 31, 2018	no	DUBUQUE, IA\|HARTFORD, CT	Previous registration
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	n/a	Sep 17, 2004	Apr 30, 2005	no	DUBUQUE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	VOYA FINANCIAL ADVISORS, INC.	Jul 5, 2023	Jun 26, 2023	-9	Firm change	Ibd to ibd
EMPOWER ADVISORY GROUP, LLC	LPL FINANCIAL LLC	May 12, 2021	Jun 9, 2021	28	Firm change	Other
PRUDENTIAL SELECT STRATEGIES LLC	EMPOWER ADVISORY GROUP, LLC	Jul 16, 2020	Sep 16, 2020	62	Firm change	Other
GLOBAL PORTFOLIO STRATEGIES, INC.	PRUDENTIAL SELECT STRATEGIES LLC	Dec 31, 2018	May 31, 2019	151	Firm change	Other
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.	GLOBAL PORTFOLIO STRATEGIES, INC.	Apr 30, 2005	Oct 23, 2006	541	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286153:112058:IA:2020-07-16	Jul 16, 2020	Sep 16, 2020	DUBUQUE, IA	Firm change
105812:286153:CT:2018-12-31	Dec 31, 2018	May 31, 2019	HARTFORD, CT	Firm change

Relationships

Registered with (6)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Jun 26, 2023 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Jul 5, 2023factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Sep 16, 2020 to May 12, 2021factForm ADV
→ PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserregistration: previous registration
May 31, 2019 to Jul 16, 2020factForm ADV
→ GLOBAL PORTFOLIO STRATEGIES, INC.Registered adviserregistration: previous registration
Oct 23, 2006 to Dec 31, 2018factForm ADV
→ PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Sep 17, 2004 to Apr 30, 2005factForm ADV

Dated events

Occurred
Jul 5, 2023
Advisor changed firm
Jason Anthony Sartori left Lpl Financial Llc for Voya Financial Advisors, Inc. (registered 2023-06-26)
Form ADVobserved 4 days ago