DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Anthony Sartori

Voya Financial Advisors, Inc.BD affiliatedSherrill, Ia dual registrantIAPD 4829489

Feed of 09/14/2026

At current firm

3 y

since Jun 26, 2023

In the industry

22 y

since Sep 14, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Voya Financial Advisors, Inc. BD affiliated current
since Jun 26, 2023 · Windsor, Ct
LPL Financial LLC BD affiliated
Jun 9, 2021 to Jul 5, 2023 · Dubuque, Ia
Empower Advisory Group, LLC BD affiliated
Sep 16, 2020 to May 12, 2021 · Sherrill, Ia
Prudential Select Strategies LLC institutional
May 31, 2019 to Jul 16, 2020 · Dubuque, Ia
Global Portfolio Strategies, Inc. former
Oct 23, 2006 to Dec 31, 2018 · Dubuque, Ia
Prudential Retirement Brokerage Services, Inc. unclassified
Sep 17, 2004 to Apr 30, 2005 · Dubuque, Ia

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to Voya Financial Advisors, Inc.
left Jul 5, 2023, registered Jun 26, 2023 (-9 days) · Affiliated broker-dealer or bank to another
Empower Advisory Group, LLC to LPL Financial LLC
left May 12, 2021, registered Jun 9, 2021 (28 days) · Other
Prudential Select Strategies LLC to Empower Advisory Group, LLC
left Jul 16, 2020, registered Sep 16, 2020 (62 days) · Other · moved with a team
Global Portfolio Strategies, Inc. to Prudential Select Strategies LLC
left Dec 31, 2018, registered May 31, 2019 (151 days) · Other · moved with a team
Prudential Retirement Brokerage Services, Inc. to Global Portfolio Strategies, Inc.
left Apr 30, 2005, registered Oct 23, 2006 (541 days) · Other

Signals

Jason Anthony Sartori left Lpl Financial Llc for Voya Financial Advisors, Inc. (registered 2023-06-26)
Jul 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address