DFX Intelligence

R••••• G••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant18 years in industry

R••••• G••• B••••••

Advisor at U••••• A•••••• G••••

Cincinnati, OH | CINCINNATI, OH

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Search this name across graphsid dfx:ria:314d0452-f7f8-db24-2113-adb5cb5e1a54

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	Independent wealth	Mar 21, 2023	n/a	yes	CINCINNATI, OH\|Cincinnati, OH	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Sep 20, 2011	Mar 17, 2023	no	CINCINNATI, OH\|CINCINNATI, OH\|Cincinnati, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O• I••••••••• M••••••••• C•	U••••• A•••••• G••••	Mar 17, 2023	Mar 21, 2023	4	Firm change	Ibd to new firm

Relationships

Registered with (2)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Mar 21, 2023 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Sep 20, 2011 to Mar 17, 2023factForm ADV

Dated events

Occurred
Mar 17, 2023
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:314d0452-f7f8-db24-2113-adb5cb5e1a54
First observed: Sep 20, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.