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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)42 years in industry

MITCHELL BRAD PINHEIRO

Advisor at LEGACY INVESTMENT ADVISORS, LLC

VOORHEES, NJ

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Search this name across graphsid dfx:ria:314dfe9e-c771-7b70-8b0a-45f46130bf19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEGACY INVESTMENT ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Jul 16, 1984
First registration: May 6, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 1262698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEGACY INVESTMENT ADVISORS, LLC	State registered	Jan 28, 2021	n/a	yes	VOORHEES, NJ	Current employment
LEGACY INVESTMENT ADVISORS, LLC	State registered	May 1, 2019	Dec 31, 2020	no	VOORHEES, NJ	Previous registration
COSTELLO ASSET MANAGEMENT, INC.	Independent wealth	May 24, 2017	Jun 29, 2018	no	FEASTERVILLE, PA	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 7, 2015	May 16, 2017	no	West Chester, PA\|New York City, NY	Previous registration
IMPERIAL CAPITAL ASSET MANAGEMENT LLC	Former SEC adviser	May 6, 2013	Oct 28, 2015	no	PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COSTELLO ASSET MANAGEMENT, INC.	LEGACY INVESTMENT ADVISORS, LLC	Jun 29, 2018	May 1, 2019	306	Firm change	RIA to state RIA
B RILEY WEALTH MANAGEMENT	COSTELLO ASSET MANAGEMENT, INC.	May 16, 2017	May 24, 2017	8	Firm change	Other
IMPERIAL CAPITAL ASSET MANAGEMENT LLC	B RILEY WEALTH MANAGEMENT	Oct 28, 2015	Oct 7, 2015	-21	Firm change	Other

Relationships

Registered with (4)

→ LEGACY INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 1, 2019 to Dec 31, 2020factForm ADV
→ COSTELLO ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 24, 2017 to Jun 29, 2018factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 7, 2015 to May 16, 2017factForm ADV
→ IMPERIAL CAPITAL ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 6, 2013 to Oct 28, 2015factForm ADV

Dated events

No dated event names this entity yet.