RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• B••• P•••••••
- L••••• I••••••••• A•••••••• L•• state registered currentsince Jan 28, 2021 · Voorhees, Nj
- L••••• I••••••••• A•••••••• L•• state registeredMay 1, 2019 to Dec 31, 2020 · Voorhees, Nj
- C••••••• A•••• M••••••••• I••• independent RIAMay 24, 2017 to Jun 29, 2018 · Feasterville, Pa
- B• R•••• W••••• M••••••••• formerOct 7, 2015 to May 16, 2017 · West Chester, Pa
- I••••••• C•••••• A•••• M••••••••• L•• formerMay 6, 2013 to Oct 28, 2015 · Palm Beach Gardens, Fl
- C••••••• A•••• M••••••••• I••• to L••••• I••••••••• A•••••••• L••left Jun 29, 2018, registered May 1, 2019 (306 days) · RIA to a state-registered adviser
- B• R•••• W••••• M••••••••• to C••••••• A•••• M••••••••• I•••left May 16, 2017, registered May 24, 2017 (8 days) · Other
- I••••••• C•••••• A•••• M••••••••• L•• to B• R•••• W••••• M•••••••••left Oct 28, 2015, registered Oct 7, 2015 (-21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address