DFX Intelligence

N••••••• S••• F•••••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

N••••••• S••• F•••••••• G•••• L••

CRD 316426

LAS COLINAS, TX

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Search this name across graphsid dfx:ria:3152ea20-12f5-2477-3804-a7a50a4c38e1

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2026 to Mar 19, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $57.4M••• Locked
Discretionary RAUM: $45.6M
Private client RAUM: $44.5Mderived••• Locked
Private client share: 78%derivedprivate client RAUM over total RAUM
Employees: 5
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• E••• P•••••	n/a	LAS COLINAS, TX	4	34	4	no
R•••• E••••• S••••	n/a	Weatherford, TX	2	44

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	3	0

Relationships

Registered with (4)

← R••••• M••••Advisorregistration: current employment
Dec 5, 2025 to presentfactForm ADV
← S•••• D• M•••••••Advisorregistration: current employment
Apr 9, 2024 to presentfactForm ADV
← R•••• E••••• S••••Advisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← L•••• E••• P•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3152ea20-12f5-2477-3804-a7a50a4c38e1
First observed: Mar 19, 2026
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.