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RIA / WealthAdvisorChartered Financial Consultant19 years in industry

SUSAN D MARSHALL

Advisor at NAUTICAL STAR FINANCIAL GROUP LLC

Henderson, NV

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Search this name across graphsid dfx:ria:f996ae6d-3e72-cfe4-af84-5e399ee1de5a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 19, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAUTICAL STAR FINANCIAL GROUP LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S66
First exam: Oct 7, 2009
First registration: Nov 19, 2009
Dual registered: no
Other names: Susan Denette Pearson|Susan Denette Marshall-Redmond
IAPD individual key: 5704414

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAUTICAL STAR FINANCIAL GROUP LLC	State registered	Apr 9, 2024	n/a	yes	Henderson, NV	Current employment
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Apr 5, 2023	Mar 27, 2024	no	Henderson, NV\|CHICAGO, IL	Previous registration
CENTER STREET ADVISORS, INC.	Former SEC adviser	Jan 7, 2022	Jun 13, 2023	no	NASHVILLE, TN\|Henderson, NV	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Nov 19, 2009	Sep 3, 2010	no	Irvine, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARETE WEALTH ADVISORS, LLC	NAUTICAL STAR FINANCIAL GROUP LLC	Mar 27, 2024	Apr 9, 2024	13	Firm change	Ibd to state RIA
CENTER STREET ADVISORS, INC.	ARETE WEALTH ADVISORS, LLC	Jun 13, 2023	Apr 5, 2023	-69	Firm change after gap	RIA to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	CENTER STREET ADVISORS, INC.	Sep 3, 2010	Jan 7, 2022	4,144	Firm change after gap	Other

Relationships

Registered with (4)

→ NAUTICAL STAR FINANCIAL GROUP LLCRegistered adviserregistration: current employment
Apr 9, 2024 to presentfactForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 5, 2023 to Mar 27, 2024factForm ADV
→ CENTER STREET ADVISORS, INC.Registered adviserregistration: previous registration
Jan 7, 2022 to Jun 13, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Nov 19, 2009 to Sep 3, 2010factForm ADV

Dated events

Occurred
Mar 27, 2024
Advisor changed firm
Susan D Marshall left Arete Wealth Advisors, Llc for Nautical Star Financial Group Llc (registered 2024-04-09)
Form ADVobserved 6 days ago
Occurred
Jun 13, 2023
Advisor changed firm
Susan D Marshall left Center Street Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-04-05)
Form ADVobserved 6 days ago