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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CURRAN WEALTH MANAGEMENT

CIM, LLC, CRD 132136

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31596110-05d4-9bf4-3a2b-3b07ff701f94

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2011 to Mar 27, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.01 institutional_share=0.01 related_bd=true related_bank=false bd_reps=6.0
Regulatory AUM: $804MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $771M
Private client RAUM: $767MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $268Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,074
Individual clients: 201
High net worth clients: 168
Custody, client assets: $96.5M
SEC number: 801-63553
CIK: 1364725
CRD: 132136
Filings on the tape: 37
First filed: Nov 15, 2011
Latest filed: Mar 27, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS JOSEPH CURRAN	n/a	CAPE MAY, NJ \| ALBANY, NY	21	40	1	yes
KEVIN THOMAS CURRAN	Chartered Financial Analyst	ALBANY, NY	5	29	1	no
Derek G Gray	Certified Financial Planner	ALBANY, NY	5	19	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CURRAN, THOMAS, JOSEPH	CO-CEO/SOLE MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	12/2003	Nov 15, 2011	Mar 21, 2024
CURRAN, KEVIN, THOMAS	CO-CEO/CHIEF INVESTMENT OFFICER	Na	no	08/2013	Mar 28, 2018	Mar 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CIMAS LLC	n/a	n/a	n/a	N	yes	n/a
HIPPO TAX SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CAPE MAY	Nj	United States	1	no
CLIFTON PARK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$804M	$771M	12	10	2	n/a	n/a
2024	Feb 26, 2025	$751M	$721M	12	10	2	n/a	n/a
2023	Mar 21, 2024	$633M	$607M	12	10	2	n/a	n/a
2022	Mar 30, 2023	$513M	$491M	12	10	1	n/a	n/a
2021	Mar 28, 2022	$643M	$613M	13	11	2	n/a	n/a
2020	Mar 31, 2021	$565M	$538M	15	11	3	n/a	n/a
2019	Mar 27, 2020	$439M	$418M	14	11	3	n/a	n/a
2018	Mar 29, 2019	$338M	$322M	13	10	3	n/a	n/a
2017	Mar 28, 2018	$357M	$340M	12	2	3	n/a	n/a
2016	Mar 31, 2017	$309M	$293M	10	2	n/a	n/a	n/a
2015	Mar 28, 2016	$305M	$287M	10	2	n/a	n/a	n/a
2014	Mar 26, 2015	$320M	$304M	12	3	n/a	n/a	n/a
2013	Mar 19, 2014	$285M	$270M	12	3	n/a	n/a	n/a
2012	Mar 21, 2013	$248M	$227M	12	3	n/a	n/a	n/a
2011	Mar 30, 2012	$215M	$200M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$804M	$751M	7.1%	$513M	16.1%	12	12	2	2

Relationships

Registered with (5)

← Derek G GrayAdvisorregistration: current employment
Aug 30, 2021 to presentfactForm ADV
← KEVIN THOMAS CURRANAdvisorregistration: current employment
Aug 27, 2021 to presentfactForm ADV
← THOMAS JOSEPH CURRANAdvisorregistration: current employment
Nov 12, 2004 to presentfactForm ADV
← ANDREW MICHAEL BLACKAdvisorregistration: previous registration
Jun 8, 2007 to Oct 25, 2010factForm ADV
← ANNE ELIZABETH RILEYAdvisorregistration: previous registration
Mar 6, 2008 to Oct 8, 2010factForm ADV

Owns (1)

← CURRAN, KEVIN, THOMASOwnerCO-CEO/CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 28, 2018 to Mar 21, 2024factForm ADV

Controls (1)

← CURRAN, THOMAS, JOSEPHOwnerCO-CEO/SOLE MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 15, 2011 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 31, 2021
Regulatory AUM changed
Curran Wealth Management reported RAUM $565.0M, up 29% from $439.0M (2020-12-26 to 2021-03-31)
Form ADVobserved 5 days ago
$126M
Occurred
Mar 27, 2020
Regulatory AUM changed
Curran Wealth Management reported RAUM $439.0M, up 30% from $338.0M (2019-03-29 to 2020-03-27)
Form ADVobserved 5 days ago
$101M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31596110-05d4-9bf4-3a2b-3b07ff701f94
First observed: Nov 15, 2011
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CURRAN WEALTH MANAGEMENT

CIM, LLC, CRD 132136

ALBANY, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31596110-05d4-9bf4-3a2b-3b07ff701f94

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS JOSEPH CURRAN

n/a

CAPE MAY, NJ | ALBANY, NY

yes

KEVIN THOMAS CURRAN

Chartered Financial Analyst

ALBANY, NY

Derek G Gray

Certified Financial Planner

ALBANY, NY

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CURRAN, THOMAS, JOSEPH

CO-CEO/SOLE MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/2003

Nov 15, 2011

Mar 21, 2024

CURRAN, KEVIN, THOMAS

CO-CEO/CHIEF INVESTMENT OFFICER

08/2013

Mar 28, 2018

Mar 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CIMAS LLC

n/a

yes

n/a

HIPPO TAX SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CAPE MAY

United States

CLIFTON PARK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$804M

$771M

n/a

2024

Feb 26, 2025

$751M

$721M

n/a

2023

Mar 21, 2024

$633M

$607M

n/a

2022

Mar 30, 2023

$513M

$491M

n/a

2021

Mar 28, 2022

$643M

$613M

n/a

2020

Mar 31, 2021

$565M

$538M

n/a

2019

Mar 27, 2020

$439M

$418M

n/a

2018

Mar 29, 2019

$338M

$322M

n/a

2017

Mar 28, 2018

$357M

$340M

n/a

2016

Mar 31, 2017

$309M

$293M

n/a

2015

Mar 28, 2016

$305M

$287M

n/a

2014

Mar 26, 2015

$320M

$304M

n/a

2013

Mar 19, 2014

$285M

$270M

n/a

2012

Mar 21, 2013

$248M

$227M

n/a

2011

Mar 30, 2012

$215M

$200M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$804M

$751M

7.1%

$513M

16.1%