DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C••••• W••••• M•••••••••
Legal name C••• L••
Latest filing Mar 27, 2026
First filing on the tape Nov 15, 2011 · 37 filings
SEC status approved since Oct 13, 2004
RAUM
$804M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
95%
$767M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$268M
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$804M as of Mar 27, 2026
Mar 30, 2012$215M then
HNW client RAUM$693M as of Mar 27, 2026
Mar 28, 2018$239M then
State-registered IARs (5.B.3)3 as of Mar 27, 2026
Mar 21, 20131 then
Employees (5.A)12 as of Mar 27, 2026
Mar 21, 201312 then
Private funds: no history
RAUM +7.1% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $268MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $748,838derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Wrap fee program
- $753MreportedItem 5.I
- Custody
- $96.5M, 78 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$693M86%
- Individuals$74.0M9.2%
- Corporations and businesses$17.7M2.2%
- Other investment advisers$8.3M1.0%
- Pension and profit-sharing plans$6.6M0.8%
- Charitable organizations$4.8M0.6%
- Individual clients
- 201reported
- HNW clients
- 168reported
- Pension plan clients
- 3reported
- Charitable clients
- 7reported
- Accounts
- 1,074reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $96.5M for 78 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.95 fund_share=0.01 institutional_share=0.01 related_bd=true related_bank=false bd_reps=6.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• J••••• C••••• | Cape May, Nj | Nov 12, 2004 | 40 y | 1 |
| K•••• T••••• C•••••Chartered Financial Analyst | Albany, Ny | Aug 27, 2021 | 29 y | 1 |
| D•••• G• G•••Certified Financial Planner | Albany, Ny | Aug 30, 2021 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A••••• M•••••• B•••• to A••••• A•• P••••••• S•••••••Oct 25, 2010 · Other
- A••• E•••••••• R•••• to A••••• A•• P••••••• S•••••••Oct 8, 2010 · Other
Joined, latest
- D•••• G• G••• from G•••••• S•••• W••••• S•••••••• L•••Aug 30, 2021 · Other
- K•••• T••••• C••••• from W•••• F•••• A•••••••Aug 27, 2021 · Wirehouse to independent RIA
- A••• E•••••••• R•••• from B••• O• A•••••• I••••••••• S•••••••• I•••Mar 6, 2008 · Other
- A••••• M•••••• B•••• from P••••••••• I••••••••• A••••••• L••Jun 8, 2007 · Other
- T••••• J••••• C••••• from W•••• F•••• A•••••••Nov 12, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• T•••••• J••••• · Co-Ceo/Sole Member/Chief Compliance Officercontrolsince 12/2003 · owns 75% or more
- C•••••• K••••• T••••• · Co-Ceo/Chief Investment Officersince 08/2013 · owns less than 5%
Related persons
Schedule D 7.A
- C•••• L••broker-dealern
- H•••• T•• S•••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albany, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cape May, NJ1 employees
- Clifton Park, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 994 to 1,074Feb 26, 2025 to Mar 27, 2026
- BD registered reps · 5 to 6Feb 26, 2025 to Mar 27, 2026
- Charity clients · 8 to 7Feb 26, 2025 to Mar 27, 2026
- HNW clients · 161 to 168Feb 26, 2025 to Mar 27, 2026
- Individual clients · 185 to 201Feb 26, 2025 to Mar 27, 2026
- Assets in custody · $143M to $96.5MFeb 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $721M to $771MFeb 26, 2025 to Mar 27, 2026
- HNW RAUM · $644M to $693MFeb 26, 2025 to Mar 27, 2026
- Individual RAUM · $69.1M to $74.0MFeb 26, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $30.2M to $33.6MFeb 26, 2025 to Mar 27, 2026
- Pension RAUM · $5.8M to $6.6MFeb 26, 2025 to Mar 27, 2026
- RAUM · $751M to $804MFeb 26, 2025 to Mar 27, 2026
- Accounts · 948 to 994Mar 21, 2024 to Feb 26, 2025
- Advisory activities · 6 to 5Mar 21, 2024 to Feb 26, 2025
- Charity clients · 9 to 8Mar 21, 2024 to Feb 26, 2025
- Corporate clients · 4 to 5Mar 21, 2024 to Feb 26, 2025
- HNW clients · 143 to 161Mar 21, 2024 to Feb 26, 2025
- Individual clients · 190 to 185Mar 21, 2024 to Feb 26, 2025
- Assets in custody · $130M to $143MMar 21, 2024 to Feb 26, 2025
- Financial planning clients · 51-100 to 51-100Mar 21, 2024 to Feb 26, 2025
- Discretionary RAUM · $607M to $721MMar 21, 2024 to Feb 26, 2025
- HNW RAUM · $537M to $644MMar 21, 2024 to Feb 26, 2025
- Individual RAUM · $72.0M to $69.1MMar 21, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $26.6M to $30.2MMar 21, 2024 to Feb 26, 2025
- Pension RAUM · $5.3M to $5.8MMar 21, 2024 to Feb 26, 2025
- RAUM · $633M to $751MMar 21, 2024 to Feb 26, 2025
- Accounts · 877 to 948Mar 30, 2023 to Mar 21, 2024
- Charity clients · 12 to 9Mar 30, 2023 to Mar 21, 2024
- HNW clients · 136 to 143Mar 30, 2023 to Mar 21, 2024
- Individual clients · 189 to 190Mar 30, 2023 to Mar 21, 2024
- Assets in custody · $81.3M to $130MMar 30, 2023 to Mar 21, 2024
- Other offices · 1 to 2Mar 30, 2023 to Mar 21, 2024
- Discretionary RAUM · $491M to $607MMar 30, 2023 to Mar 21, 2024
- HNW RAUM · $419M to $537MMar 30, 2023 to Mar 21, 2024
- Individual RAUM · $65.4M to $72.0MMar 30, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $22.1M to $26.6MMar 30, 2023 to Mar 21, 2024
- Pension RAUM · $4.1M to $5.3MMar 30, 2023 to Mar 21, 2024
- RAUM · $513M to $633MMar 30, 2023 to Mar 21, 2024
- Accounts · 834 to 877Nov 8, 2022 to Mar 30, 2023
- Advisory employees · 11 to 10Nov 8, 2022 to Mar 30, 2023
Signals
2 dated events
- C••••• W••••• M••••••••• reported RAUM $565.0M, up 29% from $439.0M (2020-12-26 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C••••• W••••• M••••••••• reported RAUM $439.0M, up 30% from $338.0M (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 518-391-4200reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 609-305-5803reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 866-432-1246reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/curranwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- C•••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 518-391-4200reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- curranllc.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $268Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026