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S•••• L• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

S•••• L• N•••••

Advisor at A•••••••• C•••••• M•••••••••

Clearfield, UT | CORNELIUS, NC | BRIGHAM CITY, UT

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Search this name across graphsid dfx:ria:315d57bc-9489-efd4-9753-26934e239e3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 5, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M•••••••••	Independent wealth	Dec 6, 2013	n/a	yes	Clearfield, UT\|BRIGHAM CITY, UT\|CORNELIUS, NC	Current employment
S••••••• W••••• A•••••••• L•••	State registered	Dec 17, 2012	Dec 13, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• W••••• A•••••••• L•••	A•••••••• C•••••• M•••••••••	Dec 13, 2013	Dec 6, 2013	-7	Firm change	Other
G••••• F•••••••• P•••••• C••••••• I•••	S••••••• W••••• A•••••••• L•••	Nov 30, 2012

Relationships

Registered with (3)

→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 6, 2013 to presentfactForm ADV
→ S••••••• W••••• A•••••••• L•••Registered adviserregistration: previous registration
Dec 17, 2012 to Dec 13, 2013factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2011 to Nov 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:315d57bc-9489-efd4-9753-26934e239e3e
First observed: Apr 4, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.