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A•••••• T••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A•••••• T••••• B•••••••••

Advisor at N•••••• A•••••••

Boca Raton, FL | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:315f9257-4bf6-2ef9-43cd-b78ab46447b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	May 15, 2023	n/a	yes	Boca Raton, FL\|NEW ORLEANS, LA	Current employment
S••••• W•••••	Mixed wealth	Mar 1, 2022	May 17, 2023	no	Delray Beach, FL\|WELLESLEY, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W•••••	N•••••• A•••••••	May 17, 2023	May 15, 2023	-2	Firm change	RIA to ibd

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
May 15, 2023 to presentfactForm ADV
→ S••••• W•••••Registered adviserregistration: previous registration
Mar 1, 2022 to May 17, 2023factForm ADV

Dated events

Occurred
May 17, 2023
Advisor changed firm
A•••••• T••••• B••••••••• left S••••• W••••• for N•••••• A••••••• (registered 2023-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:315f9257-4bf6-2ef9-43cd-b78ab46447b1
First observed: Mar 1, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.