DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

THOMAS VINCENT REID

Advisor at LPL FINANCIAL LLC

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3164c88a-fed8-46ff-9c8c-55957363f359

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 18, 2008
First registration: Oct 12, 2010
Dual registered: yes, broker-dealer
Other names: TOM VINCENT REID|TOM REID
IAPD individual key: 2779975

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 3, 2026	n/a	yes	BOCA RATON, FL\|BOCA RATON, FL	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 5, 2021	Jul 13, 2026	no	Boca Raton, FL\|Boca Raton, FL	Previous registration
ASTOR INVESTMENT MANAGEMENT LLC	Former SEC adviser	Jul 13, 2015	Mar 29, 2021	no	BOCA RATON, FL\|CHICAGO, IL	Previous registration
STERLING CAPITAL MANAGEMENT LLC	Other adviser	Jan 9, 2013	Feb 10, 2015	no	BOCA RATON, FL	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Apr 11, 2011	Jun 29, 2012	no	CHICAGO, IL	Previous registration
U.S. BANCORP ASSET MANAGEMENT, INC.	Asset manager	Oct 12, 2010	Jan 5, 2011	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	LPL FINANCIAL LLC	Jul 13, 2026	Jul 3, 2026	-10	Firm change	Ibd to ibd
ASTOR INVESTMENT MANAGEMENT LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Mar 29, 2021	Oct 5, 2021	190	Firm change	RIA to ibd
STERLING CAPITAL MANAGEMENT LLC	ASTOR INVESTMENT MANAGEMENT LLC	Feb 10, 2015	Jul 13, 2015	153	Firm change	Other
NUVEEN ASSET MANAGEMENT, LLC	STERLING CAPITAL MANAGEMENT LLC	Jun 29, 2012	Jan 9, 2013	194	Firm change	Other
U.S. BANCORP ASSET MANAGEMENT, INC.	NUVEEN ASSET MANAGEMENT, LLC	Jan 5, 2011	Apr 11, 2011	96	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
134139:6413:FL:2026-07-13	Jul 13, 2026	Jul 3, 2026	BOCA RATON, FL	Firm change

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 3, 2026 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 5, 2021 to Jul 13, 2026factForm ADV
→ ASTOR INVESTMENT MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 13, 2015 to Mar 29, 2021factForm ADV
→ STERLING CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 9, 2013 to Feb 10, 2015factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 11, 2011 to Jun 29, 2012factForm ADV
→ U.S. BANCORP ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 12, 2010 to Jan 5, 2011factForm ADV

Dated events

Occurred
Jul 13, 2026
Advisor changed firm
Thomas Vincent Reid left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-03)
Form ADVobserved 6 days ago