DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Vincent Reid

LPL Financial LLCBD affiliatedBoca Raton, Fldual registrantIAPD 2779975

Feed of 09/14/2026

Also filed as Tom Vincent Reid

At current firm

0 y

since Jul 3, 2026

In the industry

18 y

since Jul 18, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 3, 2026 · Boca Raton, Fl
Cambridge Investment Research Advisors, Inc. BD affiliated
Oct 5, 2021 to Jul 13, 2026 · Boca Raton, Fl
Astor Investment Management LLC former
Jul 13, 2015 to Mar 29, 2021 · Boca Raton, Fl
Sterling Capital Management LLC other
Jan 9, 2013 to Feb 10, 2015 · Boca Raton, Fl
Nuveen Asset Management, LLC mixed wealth
Apr 11, 2011 to Jun 29, 2012 · Chicago, Il
U.S. Bancorp Asset Management, Inc. asset manager
Oct 12, 2010 to Jan 5, 2011 · Minneapolis, Mn

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to LPL Financial LLC
left Jul 13, 2026, registered Jul 3, 2026 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
Astor Investment Management LLC to Cambridge Investment Research Advisors, Inc.
left Mar 29, 2021, registered Oct 5, 2021 (190 days) · RIA to affiliated broker-dealer or bank
Sterling Capital Management LLC to Astor Investment Management LLC
left Feb 10, 2015, registered Jul 13, 2015 (153 days) · Other
Nuveen Asset Management, LLC to Sterling Capital Management LLC
left Jun 29, 2012, registered Jan 9, 2013 (194 days) · Other
U.S. Bancorp Asset Management, Inc. to Nuveen Asset Management, LLC
left Jan 5, 2011, registered Apr 11, 2011 (96 days) · Other

Signals

Thomas Vincent Reid left Cambridge Investment Research Advisors, Inc. for Lpl Financial Llc (registered 2026-07-03)
Jul 13, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address