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E••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

E••••••• G••••

E••••••• MANAGEMENT COMPANY, CRD 157119

NEW YORK, NY

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Search this name across graphsid dfx:ria:31650bf1-6256-323a-230e-fd94a032d7f9

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 1
Observed: Feb 10, 2012 to Mar 26, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••••• G••••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $50.8MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $50.8M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••• S•• I• L•••	Private Equity Fund	$81.7M	Mar 31, 2022	39	Mar 28, 2019	dropped	021-312516
S••••• P•••• M•••••• L•••	Hedge Fund	$46.5M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••••• W••••• K••••••	CO-PRESIDENT	D	yes	02/1996	Feb 10, 2012	Mar 26, 2024
M••••••• B••••••• E•••	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	11/2009	Feb 10, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••• E••••••• I•• L•••••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$50.8M	$48.7M	4.3%	$47.4M	2.4%	5	5	1	1

Relationships

Advises (10)

→ E••••••• O••••••••• P••••••• I•• L•••Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ E•• I•••• L•••Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ E••• C•••••••• I• L•••Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2020 to Mar 31, 2022factForm ADV
→ E••••••• O••••••••• P••••••• I••• L•••

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
E••••••• G•••• reported RAUM $47.4M, down 89% from $424.7M (2022-03-31 to 2023-03-30)
Form ADVobserved 6 days ago
$-377M
Occurred
Mar 30, 2020
Regulatory AUM changed
E••••••• G•••• reported RAUM $462.3M, up 34% from $345.7M (2019-03-28 to 2020-03-30)
Form ADVobserved 6 days ago
$117M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31650bf1-6256-323a-230e-fd94a032d7f9
First observed: Feb 10, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.