DFX Intelligence
RIA Intelligence
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SEC-registered adviser
E••••••• G••••
Legal name E••••••• M••••••••• C••••••
Latest filing Mar 26, 2026
First filing on the tape Feb 10, 2012 · 16 filings
SEC status approved since Feb 17, 2012
RAUM
$50.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$50.8M as of Mar 26, 2026
Mar 27, 2013$403M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20130 then
Employees (5.A)5 as of Mar 26, 2026
Mar 27, 20138 then
Private funds2 as of Mar 26, 2026
Mar 27, 20133 then
RAUM +4.3% over the last fiscal year+2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $20.7M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$50.8M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.7M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• S•• I• L•••no longer reported | Private Equity Fund | $81.7M | 39 | Mar 28, 2019 |
| S••••• P•••• M•••••• L•••no longer reported | Hedge Fund | $46.5M | 26 | Mar 31, 2015 |
| S••••• P•••• P•••••••• L•no longer reported | Hedge Fund | $27.3M | 17 | Mar 31, 2015 |
| E••••••• O••••••••• P••••••• I••• L•••no longer reported | Hedge Fund | $20.6M | 41 | Feb 10, 2012 |
| E••••••• O••••••••• P••••••• I•• L•••no longer reported | Hedge Fund | $18.5M | 31 | Feb 10, 2012 |
| E••••••• O••••••••• P••••••• I•• L••• | Hedge Fund | $18.2M | 13 | Mar 28, 2014 |
| E•• I•••• L••• | Hedge Fund | $17.3M | 3 | Mar 28, 2014 |
| S••••• P••••• L•••no longer reported | Hedge Fund | $6.4M | 8 | Mar 31, 2015 |
| E••• C•••••••• I• L•••no longer reported | Private Equity Fund | $369,876 | 15 | Mar 30, 2020 |
| E••••••• O••••••••• P•••••••• L•••no longer reported | Hedge Fund | $0 | 2 | Feb 10, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• W••••• K•••••• · Co-Presidentcontrolsince 02/1996 · owns 50% to 75%
- M••••••• B••••••• E••• · Chief Financial Officer/Chief Compliance Officercontrolsince 11/2009 · owns less than 5%
- U••••• R•••••• I•• · Co-Presidentcontrolsince 02/1996 · owns 25% to 50%
Related persons
Schedule D 7.A
- W••• E••••••• I•• L•••••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $18.6M to $20.7MMar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $48.7M to $50.8MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $48.7M to $50.8MMar 28, 2025 to Mar 26, 2026
- RAUM · $48.7M to $50.8MMar 28, 2025 to Mar 26, 2026
- Assets in custody · $18.2M to $18.6MMar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $48.4M to $48.7MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $48.4M to $48.7MMar 26, 2024 to Mar 28, 2025
- RAUM · $48.4M to $48.7MMar 26, 2024 to Mar 28, 2025
- Assets in custody · $17.2M to $18.2MMar 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $47.4M to $48.4MMar 30, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $47.4M to $48.4MMar 30, 2023 to Mar 26, 2024
- RAUM · $47.4M to $48.4MMar 30, 2023 to Mar 26, 2024
- Accounts · 7 to 2Mar 31, 2022 to Mar 30, 2023
- Advisory employees · 10 to 4Mar 31, 2022 to Mar 30, 2023
- Corporate clients · 1.0 to unsetMar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 2Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $324M to $17.2MMar 31, 2022 to Mar 30, 2023
- Employees · 11 to 5Mar 31, 2022 to Mar 30, 2023
- Other offices · 4 to 1Mar 31, 2022 to Mar 30, 2023
- Private funds · 7 to 2Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $425M to $47.4MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $425M to $47.4MMar 31, 2022 to Mar 30, 2023
- RAUM · $425M to $47.4MMar 31, 2022 to Mar 30, 2023
- Related bank · true to falseMar 31, 2022 to Mar 30, 2023
- Accounts · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Advisory employees · 8 to 10Mar 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Assets in custody · $345M to $324MMar 30, 2021 to Mar 31, 2022
- Employees · 9 to 11Mar 30, 2021 to Mar 31, 2022
- Other offices · 1 to 4Mar 30, 2021 to Mar 31, 2022
- Private funds · 6 to 7Mar 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $460M to $425MMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $460M to $425MMar 30, 2021 to Mar 31, 2022
- RAUM · $460M to $425MMar 30, 2021 to Mar 31, 2022
- Business name · E••••••• M••••••••• C•••••• to E••••••• G••••Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $361M to $345MMar 30, 2020 to Mar 30, 2021
- Employees · 8 to 9Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $462M to $460MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $462M to $460MMar 30, 2020 to Mar 30, 2021
Signals
2 dated events
- E••••••• G•••• reported RAUM $47.4M, down 89% from $424.7M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- E••••••• G•••• reported RAUM $462.3M, up 34% from $345.7M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- E••••••• G•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- Endicottgp.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-450-8070reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026