DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••••• A•••• M•••••••••
KENT, WA | MERCER ISLAND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• A•••• M••••••••• | Independent wealth | Jul 13, 2012 | n/a | yes | MERCER ISLAND, WA|KENT, WA | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Jul 25, 2012 | no | Bellevue, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | N•••••••• A•••• M••••••••• | Jul 25, 2012 | Jul 13, 2012 | -12 | Firm change | Other |
| A••••••••• A•••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Oct 5, 2009 | Oct 5, 2009 |
| A••••••••• A•••••• S•••••••• I••• | n/a | Dec 5, 2008 | Oct 5, 2009 | no | BELLEVUE, WA | Previous registration |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 9, 1999 | Nov 5, 2008 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| R•• C•••••• M••••••• L•• | A••••••••• A•••••• S•••••••• I••• | Nov 5, 2008 | Dec 5, 2008 | 30 | Firm change | Other |