DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

GREENSPRING ADVISORS, LLC

CRD 132669

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31726f24-40bb-cb3c-9862-4b83c319ec31

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 69
Dated events: 13
On other graphs: 0
Observed: Mar 26, 2012 to Jun 30, 2026
81 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.67 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $6.5BItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.5B
Private client RAUM: $4.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 67%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 46
RAUM per advisor: $141Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 68
Advisory employees: 39
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 7,119
Individual clients: 579
High net worth clients: 1,118
SEC number: 801-67570
CRD: 132669
Filings on the tape: 81
First filed: Mar 26, 2012
Latest filed: Jun 30, 2026
Organised: Limited Liability Company, MD
Website: greenspringadvice.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 46

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY NMN PLECHNER	Certified Financial Planner\|Chartered Financial Consultant	PARAMUS, NJ \| TOWSON, MD	8	29	2	no
Spencer Martin Blair	n/a	TOWSON, MD	4	14	n/a	no
LAURA LEE PEACE	n/a	TOWSON, MD \| LANCASTER, PA	4	16	1	no
TIMOTHY JAY DECKER	n/a	LANCASTER, PA \| TOWSON, MD	4	37	1	no
Kristina Groff	Certified Financial Planner	LANCASTER, PA \| TOWSON, MD	3	11	3	no
RYAN STARK	Certified Financial Planner	TOWSON, MD	3	14	2	no
JEREMY STACK	Certified Financial Planner	TOWSON, MD	3	12	2	no
MAXTON HERBKERSMAN	Certified Financial Planner	TOWSON, MD	3	11	n/a	no
Anthony Robert Knight	Certified Financial Planner	TOWSON, MD \| LANCASTER, PA	3	13	1	no
Justin Brown	Chartered Financial Analyst	TOWSON, MD	3	13	n/a	no
Amir Donte Dreams	Certified Financial Planner	TOWSON, MD	2	11	1	no
JEFFREY ALAN BERNFELD	Certified Financial Planner	TOWSON, MD	2	12	n/a	no
ANDREW REILEY CROSBY	n/a	TOWSON, MD	2	12	1	no
Daniel Allison Mong	Certified Financial Planner	TOWSON, MD	2	17	n/a	no
GREGORY ALAN HOBSON	Certified Financial Planner	TOWSON, MD	2	25	2	no
JOHN PATRICK COLLINS	Certified Financial Planner	TOWSON, MD	2	25	1	no
CHRISTIAN T. STANLEY	n/a	TOWSON, MD	2	11	n/a	no
Casey Crawford	n/a	TOWSON, MD	2	18	n/a	no
Patrick Sweeney	n/a	TOWSON, MD	2	16	n/a	no
Owen Thomas Demmerly	Certified Financial Planner	TOWSON, MD	2	11	n/a	no
Jacob Andrew Carson	n/a	TOWSON, MD	2	13	n/a	no
MATTHEW RYAN CELLINI	n/a	TOWSON, MD	2	15	n/a	no
Benjamin T Galloway	Certified Financial Planner	TOWSON, MD	2	11	1	no
MARCUS ORION SCHAFER	Certified Financial Planner	TOWSON, MD	1	10	1	no
MARY RICE GOETZ	Certified Financial Planner	TOWSON, MD	1	25	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLINS, JOHN, PATRICK	CEO, PARTNER	Na	yes	10/2004	Jun 30, 2026	Jun 30, 2026
GOODMAN, MICHAEL, ERIC	PRESIDENT, PARTNER	Na	yes	10/2025	Jun 30, 2026	Jun 30, 2026
GREENSPRING EQUITY HOLDINGS, LLC	Owner	C	yes	01/2026	Jun 30, 2026	Jun 30, 2026
GREENSPRING WEALTH MANAGEMENT,	Owner	C	yes	04/2021	Jun 30, 2026	Jun 30, 2026
TAWIL, AARON, MICHAEL	COO, PARTNER AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2025	Jun 30, 2026	Jun 30, 2026
WEALTHSTREAM HOLDINGS INC	Owner	C	yes	10/2025	Jun 30, 2026	Jun 30, 2026
COLLINS, JOHN, PATRICK	Owner	E	yes	04/2021	Mar 26, 2012	Dec 3, 2024
GREENSPRING WEALTH MANAGEMENT, INC	Owner	C	yes	04/2021	Apr 28, 2021	Dec 3, 2024
HOBSON, GREGORY, ALAN	Partner	A	yes	03/2019	Mar 27, 2019	Dec 3, 2024
BERNFELD, JEFFREY, ALAN	Partner	A	no	03/2019	Mar 27, 2019	Dec 3, 2024
DECKER, TIMOTHY, JAY	Owner	E	no	08/2022	Aug 24, 2022	Dec 3, 2024
GOETZ, MARY, RICE	Parnter	Na	no	04/2021	Apr 28, 2021	Dec 3, 2024
ISI FINANCIAL, INC	Owner	B	no	08/2022	Aug 24, 2022	Dec 3, 2024
PLECHNER, GREGORY, NMN	Partner	B	no	03/2019	Mar 27, 2019	Dec 3, 2024
STANLEY, CHRISTIAN, T.	Partner	Na	no	01/2022	Mar 30, 2022	Dec 3, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lancaster	Pa	United States	4	no
Paramus	Nj	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$6.5B	$6.5B	68	39	3	n/a	n/a
2024	Mar 20, 2025	$3.8B	$3.7B	40	27	2	n/a	n/a
2023	Mar 21, 2024	$6.9B	$2.9B	39	27	2	n/a	n/a
2022	Mar 31, 2023	$6.0B	$2.4B	39	24	2	n/a	n/a
2021	Mar 30, 2022	$6.1B	$1.8B	25	17	1	n/a	n/a
2020	Mar 29, 2021	$5.2B	$1.4B	20	14	1	n/a	n/a
2019	Mar 25, 2020	$4.7B	$1.2B	22	16	1	n/a	n/a
2018	Mar 27, 2019	$3.5B	$776M	19	15	1	n/a	n/a
2017	Feb 27, 2018	$3.2B	$668M	17	13	0	n/a	n/a
2016	Mar 15, 2017	$2.3B	$509M	14	10	n/a	n/a	n/a
2015	Mar 24, 2016	$2.1B	$429M	13	10	n/a	n/a	n/a
2014	Mar 31, 2015	$2.0B	$461M	13	10	n/a	n/a	n/a
2013	Mar 17, 2014	$1.6B	$194M	9	6	n/a	n/a	n/a
2012	Feb 15, 2013	$624M	$161M	8	6	n/a	n/a	n/a
2011	Mar 26, 2012	$535M	$143M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
16	1	15	2.2%	4	0	0	25	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$6.5B	$3.8B	71.2%	$6.0B	2.5%	68	40	3	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTHSTREAM ADVISORS, INC.	11	Oct 3, 2025	Oct 2, 2025	NEW YORK, NY	Firm absorbed	RIA to RIA	100.0%
ISI FINANCIAL GROUP INC	2	Sep 15, 2022	Sep 19, 2022	LANCASTER, PA	Team lift out	Other	100.0%
RBC CAPITAL MARKETS, LLC	2	Mar 29, 2017	Dec 8, 2023	HUNT VALLEY, MD	Team lift out	Other	0.1%

Relationships

Registered with (55)

← Sullivan Beck-WinterAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Senator Mickey BuenoAdvisorregistration: current employment
Jul 17, 2026 to presentfactForm ADV
← Andrew Richard LinnAdvisorregistration: current employment
Jul 16, 2026 to presentfactForm ADV
← Matthew William KnudsenAdvisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← GEORGE VASILIS PANAGEOTOUAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← JASON PAUL DYEAdvisorregistration: previous registration
Jan 28, 2009 to Nov 28, 2011factForm ADV
← MICHAEL STUART KIMMELAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← BRANT R CAVAGNAROAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← ERIC D SISSAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← JOSEPH PERRY ORFFAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← TIMOTHY AMERMAN DALYAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← KAYLA MARIE SABBAGHAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← BRENNA MARY MCLOUGHLINAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← JAMES NICHOLAS PERRIELLOAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← CHLOE MARGAUX DENNINGAdvisorregistration: current employment
Oct 2, 2025 to presentfactForm ADV
← MATTHEW ADAM GORDONAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← MICHAEL ERIC GOODMANAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← KATHARINE JEANNE GEORGEAdvisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← Andrew James NellAdvisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV
← RACHAEL ANNAMARIE DEVEAUAdvisorregistration: current employment
Jun 26, 2025 to presentfactForm ADV
← BRIAN ANDREW ELLISAdvisorregistration: current employment
May 6, 2025 to presentfactForm ADV
← MARY RICE GOETZAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MARCUS ORION SCHAFERAdvisorregistration: current employment
Oct 8, 2024 to presentfactForm ADV
← MATTHEW RYAN CELLINIAdvisorregistration: current employment
Apr 5, 2024 to presentfactForm ADV
← Benjamin T GallowayAdvisorregistration: current employment
Apr 5, 2024 to presentfactForm ADV
← Jacob Andrew CarsonAdvisorregistration: current employment
Feb 1, 2024 to presentfactForm ADV
← Owen Thomas DemmerlyAdvisorregistration: current employment
Dec 31, 2023 to presentfactForm ADV
← Patrick SweeneyAdvisorregistration: current employment
Dec 22, 2023 to presentfactForm ADV
← Casey CrawfordAdvisorregistration: current employment
Dec 21, 2023 to presentfactForm ADV
← CHRISTIAN T. STANLEYAdvisorregistration: current employment
Dec 19, 2023 to presentfactForm ADV
and 25 more

Moved with (3)

← WEALTHSTREAM ADVISORS, INC.Registered adviser11 advisors, firm absorbed, same day
Oct 3, 2025 to Oct 2, 2025factForm ADV
← RBC CAPITAL MARKETS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 29, 2017 to Dec 8, 2023factForm ADV
← ISI FINANCIAL GROUP INCRegistered adviser2 advisors, team lift out, same day
Sep 15, 2022 to Sep 19, 2022factForm ADV

Owns (6)

← DECKER, TIMOTHY, JAYOwnerOWNER, ownership code E, individual
Aug 24, 2022 to Dec 3, 2024factForm ADV
← PLECHNER, GREGORY, NMNOwnerPARTNER, ownership code B, individual
Mar 27, 2019 to Dec 3, 2024factForm ADV
← GOETZ, MARY, RICEOwnerPARNTER, ownership code NA, individual
Apr 28, 2021 to Dec 3, 2024factForm ADV
← BERNFELD, JEFFREY, ALANOwnerPARTNER, ownership code A, individual
Mar 27, 2019 to Dec 3, 2024factForm ADV
← STANLEY, CHRISTIAN, T.OwnerPARTNER, ownership code NA, individual
Mar 30, 2022 to Dec 3, 2024factForm ADV
← ISI FINANCIAL, INCOwnerOWNER, ownership code B, domestic entity
Aug 24, 2022 to Dec 3, 2024factForm ADV

Controls (3)

← HOBSON, GREGORY, ALANOwnerPARTNER, ownership code A, individual
Mar 27, 2019 to Dec 3, 2024factForm ADV
← COLLINS, JOHN, PATRICKOwnerOWNER, ownership code E, individual
Mar 26, 2012 to Dec 3, 2024factForm ADV
← GREENSPRING WEALTH MANAGEMENT, INCOwnerOWNER, ownership code C, domestic entity
Apr 28, 2021 to Dec 3, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Greenspring Advisors, Llc reported RAUM $6.5B, up 71% from $3.8B (2025-11-25 to 2026-03-27)
Form ADVobserved 6 days ago
$2.7B
Occurred
Feb 18, 2026
Advisor changed firm
Holly Theresa Turner left Greenspring Advisors, Llc for Bolton Investment (registered 2026-02-27)
Form ADVobserved 6 days ago
Occurred
Nov 25, 2025
Advisor headcount changed
Greenspring Advisors, Llc reported 42 state-registered advisory representatives, up from 28 (2025-06-18 to 2025-11-25)
Form ADVobserved 6 days ago
14 IARS
Occurred
Oct 3, 2025
Firm absorbed
Wealthstream Advisors, Inc.'s advisors moved to Greenspring Advisors, LLC (New York, NY): 11 of 11 registered, on the same day
Form ADVobserved 5 days ago
11 advisors
Occurred
Jul 17, 2025
Advisor changed firm
Aaron Bayne left Greenspring Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2025-07-23)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2025
Regulatory AUM changed
Greenspring Advisors, Llc reported RAUM $3.8B, down 45% from $6.9B (2024-12-03 to 2025-03-20)
Form ADVobserved 6 days ago
$-3.1B
Occurred
Feb 28, 2025
Advisor changed firm
Zachary Hubbard left Greenspring Advisors, Llc for Sargent Investment Group (registered 2025-03-05)
Form ADVobserved 6 days ago
Occurred
Sep 21, 2022
Advisor changed firm
Cindy Yorlenis Mota Rios left Greenspring Advisors, Llc for Re-Envision Wealth (registered 2025-02-20)
Form ADVobserved 6 days ago
Occurred
Sep 15, 2022
Team lift-out
2 advisors left Isi Financial Group Inc (Lancaster, PA) for Greenspring Advisors, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Apr 28, 2021
Control person left
P. Joshua Itzoe (Partner) no longer on Schedule A of Greenspring Advisors, Llc (listed 2021-04-20, absent 2021-04-28)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2020
Regulatory AUM changed
Greenspring Advisors, Llc reported RAUM $4.7B, up 34% from $3.5B (2019-10-21 to 2020-03-25)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 27, 2019
Control person joined
Alan Gregory Hobson (Partner & Senior Financial Advisor) appeared on Schedule A of Greenspring Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Jun 13, 2018
Succession filed (Item 4)
Greenspring Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31726f24-40bb-cb3c-9862-4b83c319ec31
First observed: Mar 26, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GREENSPRING ADVISORS, LLC

CRD 132669

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31726f24-40bb-cb3c-9862-4b83c319ec31

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY NMN PLECHNER

Certified Financial Planner|Chartered Financial Consultant

PARAMUS, NJ | TOWSON, MD

Spencer Martin Blair

n/a

TOWSON, MD

n/a

LAURA LEE PEACE

n/a

TOWSON, MD | LANCASTER, PA

TIMOTHY JAY DECKER

n/a

LANCASTER, PA | TOWSON, MD

Kristina Groff

Certified Financial Planner

LANCASTER, PA | TOWSON, MD

RYAN STARK

Certified Financial Planner

TOWSON, MD

JEREMY STACK

Certified Financial Planner

TOWSON, MD

MAXTON HERBKERSMAN

Certified Financial Planner

TOWSON, MD

n/a

Anthony Robert Knight

Certified Financial Planner

TOWSON, MD | LANCASTER, PA

Justin Brown

Chartered Financial Analyst

TOWSON, MD

n/a

Amir Donte Dreams

Certified Financial Planner

TOWSON, MD

JEFFREY ALAN BERNFELD

Certified Financial Planner

TOWSON, MD

n/a

ANDREW REILEY CROSBY

n/a

TOWSON, MD

Daniel Allison Mong

Certified Financial Planner

TOWSON, MD

n/a

GREGORY ALAN HOBSON

Certified Financial Planner

TOWSON, MD

JOHN PATRICK COLLINS

Certified Financial Planner

TOWSON, MD

CHRISTIAN T. STANLEY

n/a

TOWSON, MD

n/a

Casey Crawford

n/a

TOWSON, MD

n/a

Patrick Sweeney

n/a

TOWSON, MD

n/a

Owen Thomas Demmerly

Certified Financial Planner

TOWSON, MD

n/a

Jacob Andrew Carson

n/a

TOWSON, MD

n/a

MATTHEW RYAN CELLINI

n/a

TOWSON, MD

n/a

Benjamin T Galloway

Certified Financial Planner

TOWSON, MD

MARCUS ORION SCHAFER

Certified Financial Planner

TOWSON, MD

MARY RICE GOETZ

Certified Financial Planner

TOWSON, MD

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLINS, JOHN, PATRICK

CEO, PARTNER

yes

10/2004

Jun 30, 2026

GOODMAN, MICHAEL, ERIC

PRESIDENT, PARTNER

yes

10/2025

Jun 30, 2026

GREENSPRING EQUITY HOLDINGS, LLC

Owner

yes

01/2026

Jun 30, 2026

GREENSPRING WEALTH MANAGEMENT,

Owner

yes

04/2021

Jun 30, 2026

TAWIL, AARON, MICHAEL

COO, PARTNER AND CHIEF COMPLIANCE OFFICER

yes

10/2025

Jun 30, 2026

WEALTHSTREAM HOLDINGS INC

Owner

yes

10/2025

Jun 30, 2026

COLLINS, JOHN, PATRICK

Owner

yes

04/2021

Mar 26, 2012

Dec 3, 2024

GREENSPRING WEALTH MANAGEMENT, INC

Owner

yes

04/2021

Apr 28, 2021

Dec 3, 2024

HOBSON, GREGORY, ALAN

Partner

yes

03/2019

Mar 27, 2019

Dec 3, 2024

BERNFELD, JEFFREY, ALAN

Partner

03/2019

Mar 27, 2019

Dec 3, 2024

DECKER, TIMOTHY, JAY

Owner

08/2022

Aug 24, 2022

Dec 3, 2024

GOETZ, MARY, RICE

Parnter

04/2021

Apr 28, 2021

Dec 3, 2024

ISI FINANCIAL, INC

Owner

08/2022

Aug 24, 2022

Dec 3, 2024

PLECHNER, GREGORY, NMN

Partner

03/2019

Mar 27, 2019

Dec 3, 2024

STANLEY, CHRISTIAN, T.

Partner

01/2022

Mar 30, 2022

Dec 3, 2024

City

State

Country

Employees

Also broker-dealer

Lancaster

United States

Paramus

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$6.5B

n/a

2024

Mar 20, 2025

$3.8B

$3.7B

n/a

2023

Mar 21, 2024

$6.9B

$2.9B

n/a

2022

Mar 31, 2023

$6.0B

$2.4B

n/a

2021

Mar 30, 2022

$6.1B

$1.8B

n/a

2020

Mar 29, 2021

$5.2B

$1.4B

n/a

2019

Mar 25, 2020

$4.7B

$1.2B

n/a

2018

Mar 27, 2019

$3.5B

$776M

n/a

2017

Feb 27, 2018

$3.2B

$668M

n/a

2016

Mar 15, 2017

$2.3B

$509M

n/a

2015

Mar 24, 2016

$2.1B

$429M

n/a

2014

Mar 31, 2015

$2.0B

$461M

n/a

2013

Mar 17, 2014

$1.6B

$194M

n/a

2012

Feb 15, 2013

$624M

$161M

n/a

2011

Mar 26, 2012

$535M

$143M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.2%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$6.5B

$3.8B

71.2%

$6.0B

2.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTHSTREAM ADVISORS, INC.

Oct 3, 2025

Oct 2, 2025

NEW YORK, NY

Firm absorbed

RIA to RIA

100.0%

ISI FINANCIAL GROUP INC

Sep 15, 2022

Sep 19, 2022

LANCASTER, PA

Team lift out

Other

100.0%

RBC CAPITAL MARKETS, LLC

Mar 29, 2017

Dec 8, 2023

HUNT VALLEY, MD

Team lift out

Other

0.1%