DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••••••• A•••••••• L••
Latest filing Jun 30, 2026
First filing on the tape Mar 26, 2012 · 81 filings
SEC status approved since Feb 22, 2007
RAUM
$6.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
67%
$4.3B individuals and HNW
Advisors
46
registered through the firm on IAPD
RAUM per advisor
$141M
derived; firm RAUM over IAPD count
Employees
68
39 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
81 filings and snapshots on the tape
RAUM$6.5B as of Jun 30, 2026
Mar 26, 2012$535M then
HNW client RAUM$4.1B as of Jun 30, 2026
Feb 27, 2018$407M then
State-registered IARs (5.B.3)39 as of Jun 30, 2026
Feb 15, 20136 then
Employees (5.A)68 as of Jun 30, 2026
Feb 15, 20138 then
Private funds: no history
RAUM +71% over the last fiscal year+2.5% a year over threeIARs 27 to 39offices 2 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $141MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $908,046derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 11.5derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- +44%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +52%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 1,697reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.1B63%
- Pension and profit-sharing plans$2.0B31%
- Individuals$253M3.9%
- Charitable organizations$61.6M1.0%
- Corporations and businesses$33.2M0.5%
- Individual clients
- 579reported
- HNW clients
- 1,118reported
- Pension plan clients
- 123reported
- Charitable clients
- 13reported
- Accounts
- 7,119reported
- Financial planning clients
- 1,697reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.67 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
46 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• N•• P•••••••Certified Financial Planner, Chartered Financial Consultant | Paramus, Nj | May 10, 2018 | 29 y | 2 |
| S•••••• M••••• B•••• | Towson, Md | Jun 29, 2022 | 14 y | 0 |
| L•••• L•• P•••• | Towson, Md | Aug 26, 2022 | 16 y | 1 |
| T•••••• J•• D••••• | Lancaster, Pa | Sep 19, 2022 | 37 y | 1 |
| K••••••• G••••Certified Financial Planner | Lancaster, Pa | Sep 27, 2022 | 11 y | 3 |
| R••• S••••Certified Financial Planner | Towson, Md | Nov 16, 2022 | 14 y | 2 |
| J••••• S••••Certified Financial Planner | Towson, Md | Dec 7, 2022 | 12 y | 2 |
| M••••• H•••••••••Certified Financial Planner | Towson, Md | Jan 27, 2023 | 11 y | 0 |
| A•••••• R••••• K•••••Certified Financial Planner | Towson, Md | Apr 5, 2023 | 13 y | 1 |
| J••••• B••••Chartered Financial Analyst | Towson, Md | Apr 20, 2023 | 13 y | 0 |
| A••• D•••• D•••••Certified Financial Planner | Towson, Md | Sep 25, 2023 | 11 y | 1 |
| J•••••• A••• B•••••••Certified Financial Planner | Towson, Md | Nov 27, 2023 | 12 y | 0 |
| A••••• R••••• C••••• | Towson, Md | Nov 30, 2023 | 12 y | 1 |
| D••••• A•••••• M•••Certified Financial Planner | Towson, Md | Dec 4, 2023 | 17 y | 0 |
| G•••••• A••• H•••••Certified Financial Planner | Towson, Md | Dec 8, 2023 | 25 y | 2 |
| J••• P•••••• C••••••Certified Financial Planner | Towson, Md | Dec 11, 2023 | 25 y | 1 |
| C•••••••• T• S•••••• | Towson, Md | Dec 19, 2023 | 11 y | 0 |
| C•••• C••••••• | Towson, Md | Dec 21, 2023 | 18 y | 0 |
| P•••••• S•••••• | Towson, Md | Dec 22, 2023 | 16 y | 0 |
| O••• T••••• D•••••••Certified Financial Planner | Towson, Md | Dec 31, 2023 | 11 y | 0 |
| J•••• A••••• C••••• | Towson, Md | Feb 1, 2024 | 13 y | 0 |
| M•••••• R••• C•••••• | Towson, Md | Apr 5, 2024 | 15 y | 0 |
| B••••••• T• G•••••••Certified Financial Planner | Towson, Md | Apr 5, 2024 | 11 y | 1 |
| M••••• O•••• S••••••Certified Financial Planner | Towson, Md | Oct 8, 2024 | 10 y | 1 |
| M••• R••• G••••Certified Financial Planner | Towson, Md | Jan 1, 2025 | 25 y | 0 |
| B•••• A••••• E•••• | Towson, Md | May 6, 2025 | 11 y | 1 |
| R•••••• A•••••••• D••••• | Towson, Md | Jun 26, 2025 | 10 y | 1 |
| A••••• J•••• N•••Certified Financial Planner | Lancaster, Pa | Jul 30, 2025 | 12 y | 1 |
| M•••••• E••• G••••••Certified Financial Planner, Personal Financial Specialist | New York, Ny | Oct 1, 2025 | 30 y | 1 |
| K•••••••• J••••• G•••••Certified Financial Planner | New York, Ny | Oct 1, 2025 | 13 y | 1 |
| M•••••• A••• G•••••Certified Financial Planner | Towson, Md | Oct 1, 2025 | 24 y | 2 |
| T•••••• A•••••• D•••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 11 y | 1 |
| K•••• M•••• S••••••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 11 y | 0 |
| J••••• P•••• O•••Certified Financial Planner, Chartered Financial Analyst | Towson, Md | Oct 2, 2025 | 12 y | 1 |
| B••••• M••• M•••••••••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 11 y | 1 |
| B•••• R• C••••••••Certified Financial Planner, Chartered Financial Analyst | New York, Ny | Oct 2, 2025 | 14 y | 1 |
| E••• D• S•••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 12 y | 2 |
| J•••• N••••••• P••••••••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 11 y | 1 |
| C•••• M•••••• D••••••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 10 y | 1 |
| M•••••• S••••• K•••••Certified Financial Planner | New York, Ny | Oct 2, 2025 | 20 y | 2 |
Advisor movement
1 left, 16 joined in 12 months
net +15 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 2.2% of current headcount3 left over 36 months
Left, latest
- H•••• T•••••• T••••• to B••••• I•••••••••Feb 18, 2026 · Other
- A•••• B•••• to W••••• E••••••••• A••••••• S•••••••• L••Jul 17, 2025 · RIA to affiliated broker-dealer or bank
- Z•••••• H•••••• to S•••••• I••••••••• G••••Feb 28, 2025 · RIA to RIA
- C•••• Y••••••• M••• R••• to R••••••••• W•••••Sep 21, 2022 · Other
- J•••• P••• A••••••• to P•••••• C•••••• M••••••••• L••Jun 13, 2017 · Other
- M•••••• J•••• M••••••• to C•••••• C•••••• M•••••••••Oct 7, 2015 · Other
- E••• M•••••• to F••••••••• L••Jan 6, 2015 · Other
- S•••••••• B••• H••• to S•••••• M•••• M••••••••• L••Jun 14, 2013 · Other
- N•••• T••••••••• B••••• to B••••• F•••••••• A•••••••• I•••Oct 2, 2012 · Other
- J•••• P••• D•• to T••••• W••••• M••••••••• L••Nov 28, 2011 · Other
Joined, latest
- S••••••• B••••••••• from T• R••• P•••• A••••••• S•••••••• I•••Sep 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••••• R•••••• L••• from R•••••• W•••••• L••Jul 16, 2026 · RIA to RIA
- M•••••• W•••••• K•••••• from T• R••• P•••• A••••••• S•••••••• I•••Jul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- G••••• V•••••• P••••••••• from B••••• W••••• I••••••••• A••••••• S•••••••Jun 24, 2026 · Other
- J•••• P••• D•• from M••••• A•••• M••••••••• C••••Mar 8, 2026 · RIA to RIA
- J•••• N••••••• P•••••••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- C•••• M•••••• D•••••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- B•••• R• C•••••••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- B••••• M••• M••••••••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- M•••••• S••••• K••••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- J••••• P•••• O••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- E••• D• S••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- T•••••• A•••••• D••• from W••••••••• A•••••••• I•••Oct 2, 2025 · RIA to RIA
- M•••••• E••• G•••••• from W••••••••• A•••••••• I•••Oct 1, 2025 · RIA to RIA
- M•••••• A••• G••••• from W••••••••• A•••••••• I•••Oct 1, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 11 joined from W••••••••• A•••••••• I•••Oct 3, 2025 · New York, Ny · Firm absorbed
- 2 joined from I•• F•••••••• G•••• I••Sep 15, 2022 · Lancaster, Pa
- 2 joined from R•• C•••••• M••••••• L••Mar 29, 2017 · H••• Valley, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••• P•••••• · Ceo, Partnercontrolsince 10/2004 · owns less than 5%
- G••••••• M••••••• E••• · President, Partnercontrolsince 10/2025 · owns less than 5%
- H•••••• G••••••• A••• · Partnercontrolsince 03/2019 · owns 5% to 10%
- T••••• A••••• M•••••• · Coo, Partner And Chief Compliance Officercontrolsince 10/2025 · owns less than 5%
- C••••••• J•••• P•••••• · Ownercontrolsince 04/2021 · owns 75% or more of G••••••••• W••••• M••••••••• I••
- B•••••••• J••••••• A••• · Partnersince 03/2019 · owns 5% to 10%
- G••••• M•••• R••• · Parntersince 04/2021 · owns less than 5%
- P•••••••• G••••••• N•• · Partnersince 03/2019 · owns 10% to 25%
- S••••••• C••••••••• T• · Partnersince 01/2022 · owns less than 5%
- D•••••• T••••••• J•• · Ownersince 08/2022 · owns 75% or more of I•• F••••••••• I••
Entity owners
- G••••••••• E••••• H•••••••• L•• · Ownerdirect · owns 25% to 50%
- G••••••••• W••••• M••••••••• · Ownerdirect · owns 25% to 50%
- G••••••••• W••••• M••••••••• I•• · Ownerdirect · owns 25% to 50%
- W••••••••• H••••••• I•• · Ownerdirect · owns 25% to 50%
- I•• F••••••••• I•• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Towson, Md · principal | 46 | 18 | 1 | ||
| New York, Ny | 12 | 12 | 0 | ||
| Lancaster, Pa | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lancaster, PA4 employees
- Paramus, NJ2 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 30, 2026T••••• A••••• M•••••• (COO, PARTNER AND CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2022-08-24 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026G••••••• M••••••• E••• (PRESIDENT, PARTNER) appeared on Schedule A between the filings of 2022-08-24 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Jun 30, 2026H•••••• G••••••• A••• (PARTNER) left Schedule A between the filings of 2022-08-24 and 2026-06-30peers: independent wealth managers, $5B to $20B (289)
- new owner headcount expandsCombination · filing Mar 27, 2026G••••••••• E••••• H•••••••• L•• joined Schedule A on the filing of 2026-06-30; advisors 27.0 to 39.0 between the annual amendments of 2025-03-20 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- growth on all axesCombination · filing Mar 27, 2026RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $3,775,318,486 to $6,464,377,689, advisors 27 to 39, private clients 1118 to 1697, offices 2 to 3 (2025-03-20 to 2026-03-27)peers: independent wealth managers, $5B to $20B (289)
- client count surgeChange between filings · filing Mar 27, 2026individual and HNW clients (Item 5.D) moved from 1,118.0 to 1,697.0 (+52.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +6.0% (224 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $5B to $20B (224) · 92% percentile
- employee count surgeChange between filings · filing Mar 27, 2026employees (Item 5.A) moved from 40.0 to 68.0 (+70.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +5.0% (264 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $5B to $20B (264) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $3,775,318,486 to $6,464,377,689 (+71.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +18.0% (271 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 4,764 to 7,119Nov 25, 2025 to Mar 27, 2026
- Advisory employees · 42 to 39Nov 25, 2025 to Mar 27, 2026
- Charity clients · 12 to 13Nov 25, 2025 to Mar 27, 2026
- Corporate clients · 2 to 4Nov 25, 2025 to Mar 27, 2026
- HNW clients · 588 to 1,118Nov 25, 2025 to Mar 27, 2026
- Individual clients · 530 to 579Nov 25, 2025 to Mar 27, 2026
- Pension plan clients · 86 to 123Nov 25, 2025 to Mar 27, 2026
- State-registered IARs · 42 to 39Nov 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.7B to $6.5BNov 25, 2025 to Mar 27, 2026
- HNW RAUM · $1.8B to $4.1BNov 25, 2025 to Mar 27, 2026
- Individual RAUM · $276M to $253MNov 25, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $26.5M to $10.9MNov 25, 2025 to Mar 27, 2026
- Pension RAUM · $1.6B to $2.0BNov 25, 2025 to Mar 27, 2026
- RAUM · $3.8B to $6.5BNov 25, 2025 to Mar 27, 2026
- Related insurance company · true to falseNov 25, 2025 to Mar 27, 2026
- Advisory employees · 28 to 42Jun 18, 2025 to Nov 25, 2025
- Employees · 42 to 68Jun 18, 2025 to Nov 25, 2025
- State-registered IARs · 28 to 42Jun 18, 2025 to Nov 25, 2025
- Other offices · 2 to 3Jun 18, 2025 to Nov 25, 2025
- Related insurance company · false to trueJun 18, 2025 to Nov 25, 2025
- Financial planning clients · More than 500 to More than 500May 22, 2025 to Jun 18, 2025
- Advisory employees · 27 to 28Mar 20, 2025 to May 22, 2025
- Employees · 40 to 42Mar 20, 2025 to May 22, 2025
- State-registered IARs · 27 to 28Mar 20, 2025 to May 22, 2025
- Accounts · 4,625 to 4,764Dec 3, 2024 to Mar 20, 2025
- Advisory employees · 28 to 27Dec 3, 2024 to Mar 20, 2025
- Charity clients · 13 to 12Dec 3, 2024 to Mar 20, 2025
- HNW clients · 555 to 588Dec 3, 2024 to Mar 20, 2025
- Individual clients · 480 to 530Dec 3, 2024 to Mar 20, 2025
- Pension plan clients · 151 to 86Dec 3, 2024 to Mar 20, 2025
- State-registered IARs · 28 to 27Dec 3, 2024 to Mar 20, 2025
- Discretionary RAUM · $2.9B to $3.7BDec 3, 2024 to Mar 20, 2025
- HNW RAUM · $1.6B to $1.8BDec 3, 2024 to Mar 20, 2025
- Individual RAUM · $237M to $276MDec 3, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $4.0B to $26.5MDec 3, 2024 to Mar 20, 2025
- Pension RAUM · $5.0B to $1.6BDec 3, 2024 to Mar 20, 2025
- RAUM · $6.9B to $3.8BDec 3, 2024 to Mar 20, 2025
- Advisory employees · 27 to 28May 31, 2024 to Oct 16, 2024
- Employees · 39 to 40May 31, 2024 to Oct 16, 2024
- State-registered IARs · 27 to 28May 31, 2024 to Oct 16, 2024
Signals
13 dated events
- G••••••••• A•••••••• L•• reported RAUM $6.5B, up 71% from $3.8B (2025-11-25 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- H•••• T•••••• T••••• left G••••••••• A•••••••• L•• for B••••• I••••••••• (registered 2026-02-27)Feb 18, 2026 · Advisor changed firm · fact
- G••••••••• A•••••••• L•• reported 42 state-registered advisory representatives, up from 28 (2025-06-18 to 2025-11-25)Nov 25, 2025 · Advisor headcount change · derived
- W••••••••• A•••••••• I•••'s advisors moved to G••••••••• A•••••••• L•• (New York, NY): 11 of 11 registered, on the same dayOct 3, 2025 · Firm absorbed (people side) · derived
- A•••• B•••• left G••••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-07-23)Jul 17, 2025 · Advisor changed firm · fact
- G••••••••• A•••••••• L•• reported RAUM $3.8B, down 45% from $6.9B (2024-12-03 to 2025-03-20)Mar 20, 2025 · RAUM change · derived
- Z•••••• H•••••• left G••••••••• A•••••••• L•• for S•••••• I••••••••• G•••• (registered 2025-03-05)Feb 28, 2025 · Advisor changed firm · fact
- C•••• Y••••••• M••• R••• left G••••••••• A•••••••• L•• for R••••••••• W••••• (registered 2025-02-20)Sep 21, 2022 · Advisor changed firm · fact
- 2 advisors left I•• F•••••••• G•••• I•• (Lancaster, PA) for G••••••••• A•••••••• L•• on the same daySep 15, 2022 · Team lift-out · derived
- P. Joshua Itzoe (Partner) no longer on Schedule A of G••••••••• A•••••••• L•• (listed 2021-04-20, absent 2021-04-28)Apr 28, 2021 · Control person left · inference
- G••••••••• A•••••••• L•• reported RAUM $4.7B, up 34% from $3.5B (2019-10-21 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Alan Gregory Hobson (Partner & Senior Financial Advisor) appeared on Schedule A of G••••••••• A•••••••• L••Mar 27, 2019 · Control person joined · fact
- G••••••••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 13, 2018 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-868-3140reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-971-9241reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 443-564-4600reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/217848reportedpublic record, Form ADV, Sep 18, 2026
- Website
- greenspringadvice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 443-564-4600reportedpublic record, Form ADV, Jun 30, 2026
- Contact form
- greenspringadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- greenspringadvisors.com/about/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $141Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026