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Advisor at ALEXA WEALTH MANAGEMENT, LLC
DEEP RIVER, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALEXA WEALTH MANAGEMENT, LLC | State registered | Jun 3, 2019 | n/a | yes | DEEP RIVER, CT | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 9, 2018 | Jun 19, 2019 | no | Deep River, CT | Previous registration |
| OHANESIAN / LECOURS, INC. | Former SEC adviser | Feb 9, 2000 | Dec 14, 2018 | no | WEST HARTFORD, CT|WEST HARTFORD, CT|DEEP RIVER, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | ALEXA WEALTH MANAGEMENT, LLC | Jun 19, 2019 | Jun 3, 2019 | -16 | Firm change | Ibd to state RIA |
| OHANESIAN / LECOURS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Dec 14, 2018 | Nov 9, 2018 | -35 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23757:134139:CT:2018-12-14 | Dec 14, 2018 | Nov 9, 2018 | DEEP RIVER, CT | Firm change after gap |