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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OHANESIAN / LECOURS, INC.

CRD 23757

WEST HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8466749a-1c6a-c91d-723f-8d8a3e06476a

Data as of Mar 19, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 0
On other graphs: 1
Observed: Mar 15, 2012 to Mar 19, 2018
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Ohanesian / Lecours, Inc.

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $496MItem 5.F on the latest filing (2018-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $132M
Private client RAUM: $300MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16
Advisory employees: 14
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 781
Individual clients: 557
High net worth clients: 195
SEC number: 801-57016
CRD: 23757
Filings on the tape: 13
First filed: Mar 15, 2012
Latest filed: Mar 19, 2018
Organised: Corporation, Connecticut

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LECOURS, RONALD GERARD	VICE PRESIDENT, SECRETARY	C	yes	04/2008	Mar 15, 2012	Mar 19, 2018
OHANESIAN, RICHARD	PRESIDENT, TREASURER	C	yes	04/2008	Mar 15, 2012	Mar 19, 2018
BACKES, CLIFFORD BURTON	Shareholder	A	no	07/1999	Mar 15, 2012	Mar 19, 2018
HART, SANDRA LEE	VICE PRESIDENT	A	no	09/1989	Mar 15, 2012	Mar 19, 2018
JARVIS, CLIFFORD WILLIAM JR	Shareholder	A	no	07/1999	Mar 15, 2012	Mar 19, 2018
NICHOLSON, WILLIAM JOHN	CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL	Na	no	10/2007	Mar 15, 2012	Mar 19, 2018
RIZZIO, KENNETH ANTHONY	Shareholder	A	no	12/2009	Mar 15, 2012	Mar 19, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GUIDONE, GREGORY JOHN	n/a	Independent wealth	$193M	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Springfield	Ma	United States	2	yes
Bristol	Ct	United States	1	yes
Farmington	Ct	United States	1	yes
Hudson	Ma	United States	1	yes
Milton	Ma	United States	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 19, 2018	$496M	$132M	16	14	6	n/a	n/a
2016	Mar 29, 2017	$503M	$94.1M	16	14	n/a	n/a	n/a
2015	Mar 22, 2016	$500M	$82.3M	17	16	n/a	n/a	n/a
2014	Mar 4, 2015	$479M	$87.8M	16	11	n/a	n/a	n/a
2013	Mar 13, 2014	$415M	$70.0M	16	11	n/a	n/a	n/a
2012	Mar 27, 2013	$384M	$102M	20	13	n/a	n/a	n/a
2011	Mar 15, 2012	$350M	$72.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$496M	$503M	-1.4%	$479M	1.1%	16	16	6	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	7	Dec 14, 2018	Nov 20, 2018	WEST HARTFORD, CT	Firm absorbed	RIA to ibd	70.0%
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	Dec 14, 2018	Dec 14, 2018	SPRINGFIELD, MA	Team lift out	RIA to ibd	20.0%

Relationships

Affiliated with (1)

→ EAST GUILFORD FINANCIAL SERVICES LLCRegistered adviserother investment adviser
factForm ADV

Controls (2)

← LECOURS, RONALD GERARDOwnerVICE PRESIDENT, SECRETARY, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV
← OHANESIAN, RICHARDOwnerPRESIDENT, TREASURER, ownership code C, individual
Mar 15, 2012 to presentfactForm ADV

Owns (5)

← RIZZIO, KENNETH ANTHONYOwnerSHAREHOLDER, ownership code A, individual
Mar 15, 2012 to presentfactForm ADV
← JARVIS, CLIFFORD WILLIAM JROwnerSHAREHOLDER, ownership code A, individual
Mar 15, 2012 to presentfactForm ADV
← BACKES, CLIFFORD BURTONOwnerSHAREHOLDER, ownership code A, individual
Mar 15, 2012 to presentfactForm ADV
← HART, SANDRA LEEOwnerVICE PRESIDENT, ownership code A, individual
Mar 15, 2012 to presentfactForm ADV
← NICHOLSON, WILLIAM JOHNOwnerCHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL, ownership code NA, individual
Mar 15, 2012 to presentfactForm ADV

Registered with (15)

← HAROLD LILBURN RIVESAdvisorregistration: previous registration
Apr 1, 2018 to Dec 31, 2018factForm ADV
← KENNETH ANTHONY RIZZIOAdvisorregistration: previous registration
Jan 16, 1996 to Dec 14, 2018factForm ADV
← CLIFFORD WILLIAM JARVISAdvisorregistration: previous registration
Apr 4, 1991 to Dec 14, 2018factForm ADV
← RICHARD PAUL CARUSOAdvisorregistration: previous registration
May 27, 1994 to Dec 14, 2018factForm ADV
← MICHAEL STEINAdvisorregistration: previous registration
Aug 18, 2014 to Dec 14, 2018factForm ADV
← THOMAS HENRY ALEXAAdvisorregistration: previous registration
Feb 9, 2000 to Dec 14, 2018factForm ADV
← KEVIN JAMES LOSTYAdvisorregistration: previous registration
Jun 23, 2015 to Dec 14, 2018factForm ADV
← CHRISTOPHER JAMES SEELEYAdvisorregistration: previous registration
Aug 8, 2005 to Dec 14, 2018factForm ADV
← MICHAEL GERARD LECOURSAdvisorregistration: previous registration
Jan 4, 2012 to Dec 14, 2018factForm ADV
← RICHARD OHANESIANAdvisorregistration: previous registration
Aug 2, 1990 to Dec 14, 2018factForm ADV
← Catherine Marie JaegerAdvisorregistration: previous registration
Sep 28, 2017 to May 30, 2018factForm ADV
← CHRISTOPHER GRISWOLD GENTAdvisorregistration: previous registration
Sep 1, 2009 to May 4, 2011factForm ADV
← David W WaldoAdvisorregistration: previous registration
Oct 29, 2009 to Mar 14, 2011factForm ADV
← JOSEPH KEVIN BANNONAdvisorregistration: previous registration
May 17, 1999 to Jan 30, 2009factForm ADV
← THOMAS OLIVER BARNESAdvisorregistration: previous registration
Aug 12, 2004 to Apr 25, 2006factForm ADV

Moved with (1)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Dec 14, 2018 to Dec 14, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8466749a-1c6a-c91d-723f-8d8a3e06476a
First observed: Mar 15, 2012
Last observed: Mar 19, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OHANESIAN / LECOURS, INC.

CRD 23757

WEST HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8466749a-1c6a-c91d-723f-8d8a3e06476a

Data as of Mar 19, 2018 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LECOURS, RONALD GERARD

VICE PRESIDENT, SECRETARY

yes

04/2008

Mar 15, 2012

Mar 19, 2018

OHANESIAN, RICHARD

PRESIDENT, TREASURER

yes

04/2008

Mar 15, 2012

Mar 19, 2018

BACKES, CLIFFORD BURTON

Shareholder

07/1999

Mar 15, 2012

Mar 19, 2018

HART, SANDRA LEE

VICE PRESIDENT

09/1989

Mar 15, 2012

Mar 19, 2018

JARVIS, CLIFFORD WILLIAM JR

Shareholder

07/1999

Mar 15, 2012

Mar 19, 2018

NICHOLSON, WILLIAM JOHN

CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL

10/2007

Mar 15, 2012

Mar 19, 2018

RIZZIO, KENNETH ANTHONY

Shareholder

12/2009

Mar 15, 2012

Mar 19, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GUIDONE, GREGORY JOHN

n/a

Independent wealth

$193M

n/a

City

State

Country

Employees

Also broker-dealer

Springfield

United States

yes

Bristol

United States

yes

Farmington

United States

yes

Hudson

United States

yes

Milton

United States

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 19, 2018

$496M

$132M

n/a

2016

Mar 29, 2017

$503M

$94.1M

n/a

2015

Mar 22, 2016

$500M

$82.3M

n/a

2014

Mar 4, 2015

$479M

$87.8M

n/a

2013

Mar 13, 2014

$415M

$70.0M

n/a

2012

Mar 27, 2013

$384M

$102M

n/a

2011

Mar 15, 2012

$350M

$72.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$496M

$503M

-1.4%

$479M

1.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 14, 2018

Nov 20, 2018

WEST HARTFORD, CT

Firm absorbed

RIA to ibd

70.0%

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Dec 14, 2018

SPRINGFIELD, MA

Team lift out

RIA to ibd

20.0%