DFX Intelligence

C••••••••• M••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

C••••••••• M••••• W•••••••

Advisor at L•• E••••••••• L••

WAKEFIELD, MA | BELMONT, NH

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Search this name across graphsid dfx:ria:31823e1d-636c-7900-fcf2-155b1458d502

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	BELMONT, NH\|WAKEFIELD, MA	Current employment
P•••• S••••••••• L••	No RAUM reported	Jun 7, 2018	Nov 20, 2024	no	Dover, NH\|Dover, NH\|Derry, NH\|WAKEFIELD, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 20, 2024	Nov 14, 2024	-6	Bulk transfer	Ibd to new firm
M•• I•••••••• S•••••••• L••	P•••• S••••••••• L••	Jun 5, 2018	Jun 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
151664:14251:KS:2018-04-05	Apr 5, 2018	Jan 2, 2015	OVERLAND PARK,, KS	Firm change after gap
615:151664:NH:2015-01-02	Jan 2, 2015	Jul 9, 2013	MANCHESTER, NH	Firm change after gap

Relationships

Registered with (6)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2018 to Nov 20, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Jun 5, 2018factForm ADV
→ M••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31823e1d-636c-7900-fcf2-155b1458d502
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.