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Advisor at FREEDOM ASSET MANAGEMENT
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FREEDOM ASSET MANAGEMENT | Independent wealth | Jun 13, 2025 | n/a | yes | SPOKANE, WA | Current employment |
| JMK & ASSOCIATES, LLC | Independent wealth | Mar 9, 2021 | Jun 27, 2025 | no | SPOKANE, WA | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | May 4, 2016 | Jun 30, 2021 | no | Spokane, WA|OLYMPIA, WA|Spokane, WA|Colville, WA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | May 10, 2016 | no | SPOKANE, WA|COLVILLE, WA|SPOKANE, WA|SPOKANE, WA|Spokane Valley, WA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Oct 1, 2012 | no | SPOKANE, WA|SPOKANE, WA|SPOKANE, WA|SPOKANE, WA|SPOKANE, WA|COLVILLE, WA|CHENEY, WA|SPOKANE, WA|SPOKANE, WA|CHENEY, WA|SPOKANE, WA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Apr 8, 2008 | May 2, 2009 | no | SPOKANE, WA|UNIVERSITY PLACE, WA|UNIVERSITY PLACE, WA|TACOMA, WA|TACOMA, WA|CHENEY, WA|SPOKANE, WA|COLVILLE, WA|SPOKANE, WA|SPOKANE, WA|SPOKANE, WA|SPOKANE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 11, 2006 | Feb 5, 2008 | no | SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JMK & ASSOCIATES, LLC | FREEDOM ASSET MANAGEMENT | Jun 27, 2025 | Jun 13, 2025 | -14 | Firm change | RIA to new firm |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | JMK & ASSOCIATES, LLC | Jun 30, 2021 | Mar 9, 2021 | -113 | Firm change after gap | RIA to new firm |
| J.P. MORGAN SECURITIES LLC | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | May 10, 2016 | May 4, 2016 | -6 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WAMU INVESTMENTS, INC. | Feb 5, 2008 | Apr 8, 2008 | 63 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:312760:WA:2021-06-30 | Jun 30, 2021 | Mar 9, 2021 | COLVILLE, WA | Firm change after gap |