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G••• A••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

G••• A••••• H•••••

Advisor at S•••••• W••••• P•••••••• L••

AKRON, OH

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Search this name across graphsid dfx:ria:318b05fb-66e7-22c6-2a74-75ecf30ca77a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• P•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• P•••••••• L••	Bd affiliated wealth	Apr 22, 2024	n/a	yes	AKRON, OH	Current employment
P••• W••••• S••••••••	Independent wealth	Nov 12, 2020	Dec 17, 2024	no	PEPPER PIKE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• W••••• S••••••••	S•••••• W••••• P•••••••• L••	Dec 17, 2024	Apr 22, 2024	-239	Firm change after gap	RIA to ibd
M•• I•••••••• S•••••••• L••	P••• W••••• S••••••••	May 8, 2018	Nov 12, 2020

Relationships

Registered with (6)

→ S•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Apr 22, 2024 to presentfactForm ADV
→ P••• W••••• S••••••••Registered adviserregistration: previous registration
Nov 12, 2020 to Dec 17, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to May 8, 2018factForm ADV
→ M•• F•••••••• S•••••••• I•••

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
G••• A••••• H••••• left P••• W••••• S•••••••• for S•••••• W••••• P•••••••• L•• (registered 2024-04-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:318b05fb-66e7-22c6-2a74-75ecf30ca77a
First observed: Apr 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.