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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PEAK WEALTH SOLUTIONS

PEAK WEALTH SOLUTIONS, INC., CRD 127391

PEPPER PIKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5011da40-7133-1656-d252-ccc81e45cabc

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 28, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.12 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $912MItem 5.F on the latest filing (2026-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $815M
Private client RAUM: $797MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $130Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,192
Individual clients: 364
High net worth clients: 312
SEC number: 801-71071
CRD: 127391
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Mar 28, 2026
Organised: Corporation, OH

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID PAUL KOCSIS	n/a	PEPPER PIKE, OH	10	25	3	yes
GREGORY MICHAEL GROMEK	n/a	PEPPER PIKE, OH	10	25	3	yes
Keith Richard Witkowski	Certified Financial Planner	PEPPER PIKE, OH	8	11	n/a	no
Daniel Vujanov	n/a	PEPPER PIKE, OH	4	17	1	no
JEFFREY DAVID MUCCIARONE	Chartered Financial Consultant	PEPPER PIKE, OH	4	24	4	yes
WILLIAM IGNATIUS RUSSO	Certified Financial Planner	PEPPER PIKE, OH	1	31	4	no
KEVIN JOHN KOCSIS	n/a	PEPPER PIKE, OH	0	20	4	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GROMEK, GREGORY, MICHAEL	MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER	D	yes	07/2016	Jul 29, 2016	Mar 8, 2024
KOCSIS, DAVID, PAUL	MANAGING PRINCIPAL / RETIREMENT PLAN CONSULTANT	D	yes	07/2016	Jul 29, 2016	Mar 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 28, 2026	$912M	$815M	10	7	0	n/a	n/a
2024	Mar 21, 2025	$789M	$690M	10	7	0	n/a	n/a
2023	Mar 8, 2024	$658M	$567M	11	8	0	n/a	n/a
2022	Mar 20, 2023	$551M	$455M	11	8	0	n/a	n/a
2021	Mar 10, 2022	$586M	$486M	11	8	0	n/a	n/a
2020	Mar 18, 2021	$470M	$379M	10	8	0	n/a	n/a
2019	Mar 25, 2020	$392M	$314M	7	7	0	n/a	n/a
2018	Mar 28, 2019	$320M	$249M	6	6	0	n/a	n/a
2017	Mar 28, 2018	$325M	$243M	5	4	0	n/a	n/a
2016	Mar 29, 2017	$287M	$212M	4	4	n/a	n/a	n/a
2015	Mar 24, 2016	$158M	$152M	5	2	n/a	n/a	n/a
2014	Mar 23, 2015	$143M	$138M	5	2	n/a	n/a	n/a
2013	Mar 31, 2014	$123M	$116M	5	2	n/a	n/a	n/a
2012	Apr 1, 2013	$110M	$103M	5	2	n/a	n/a	n/a
2011	Mar 30, 2012	$130M	$114M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$912M	$789M	15.5%	$551M	18.3%	10	10	0	0

Relationships

Registered with (10)

← KEVIN JOHN KOCSISAdvisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← WILLIAM IGNATIUS RUSSOAdvisorregistration: current employment
Apr 11, 2025 to presentfactForm ADV
← JEFFREY DAVID MUCCIARONEAdvisorregistration: current employment
Nov 16, 2021 to presentfactForm ADV
← Daniel VujanovAdvisorregistration: current employment
Nov 1, 2021 to presentfactForm ADV
← Keith Richard WitkowskiAdvisorregistration: current employment
Mar 28, 2018 to presentfactForm ADV
← GREGORY MICHAEL GROMEKAdvisorregistration: current employment
Aug 12, 2016 to presentfactForm ADV
← DAVID PAUL KOCSISAdvisorregistration: current employment
Aug 1, 2016 to presentfactForm ADV
← GARY ARNOLD HANNAHAdvisorregistration: previous registration
Nov 12, 2020 to Dec 17, 2024factForm ADV
← GREGORY JAMES REVAKAdvisorregistration: previous registration
Mar 12, 2018 to Nov 11, 2021factForm ADV
← DENNIS CHRISTOPHER COONAdvisorregistration: previous registration
Dec 3, 2010 to Jan 11, 2018factForm ADV

Controls (2)

← KOCSIS, DAVID, PAULOwnerMANAGING PRINCIPAL / RETIREMENT PLAN CONSULTANT, ownership code D, individual
Jul 29, 2016 to Mar 8, 2024factForm ADV
← GROMEK, GREGORY, MICHAELOwnerMANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jul 29, 2016 to Mar 8, 2024factForm ADV

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
Gary Arnold Hannah left Peak Wealth Solutions for Stratos Wealth Partners, Ltd (registered 2024-04-22)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5011da40-7133-1656-d252-ccc81e45cabc
First observed: Mar 30, 2012
Last observed: Mar 28, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PEAK WEALTH SOLUTIONS

PEAK WEALTH SOLUTIONS, INC., CRD 127391

PEPPER PIKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5011da40-7133-1656-d252-ccc81e45cabc

Data as of Mar 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID PAUL KOCSIS

n/a

PEPPER PIKE, OH

yes

GREGORY MICHAEL GROMEK

n/a

PEPPER PIKE, OH

yes

Keith Richard Witkowski

Certified Financial Planner

PEPPER PIKE, OH

n/a

Daniel Vujanov

n/a

PEPPER PIKE, OH

JEFFREY DAVID MUCCIARONE

Chartered Financial Consultant

PEPPER PIKE, OH

yes

WILLIAM IGNATIUS RUSSO

Certified Financial Planner

PEPPER PIKE, OH

KEVIN JOHN KOCSIS

n/a

PEPPER PIKE, OH

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GROMEK, GREGORY, MICHAEL

MANAGING PRINCIPAL, CHIEF COMPLIANCE OFFICER

yes

07/2016

Jul 29, 2016

Mar 8, 2024

KOCSIS, DAVID, PAUL

MANAGING PRINCIPAL / RETIREMENT PLAN CONSULTANT

yes

07/2016

Jul 29, 2016

Mar 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 28, 2026

$912M

$815M

n/a

2024

Mar 21, 2025

$789M

$690M

n/a

2023

Mar 8, 2024

$658M

$567M

n/a

2022

Mar 20, 2023

$551M

$455M

n/a

2021

Mar 10, 2022

$586M

$486M

n/a

2020

Mar 18, 2021

$470M

$379M

n/a

2019

Mar 25, 2020

$392M

$314M

n/a

2018

Mar 28, 2019

$320M

$249M

n/a

2017

Mar 28, 2018

$325M

$243M

n/a

2016

Mar 29, 2017

$287M

$212M

n/a

2015

Mar 24, 2016

$158M

$152M

n/a

2014

Mar 23, 2015

$143M

$138M

n/a

2013

Mar 31, 2014

$123M

$116M

n/a

2012

Apr 1, 2013

$110M

$103M

n/a

2011

Mar 30, 2012

$130M

$114M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$912M

$789M

15.5%

$551M

18.3%