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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

JOHN FRANCIS BUCKLEY

Advisor at CAPTRUST

Boston, MA

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Search this name across graphsid dfx:ria:31942d36-bd88-e598-9e9f-34892ab26940

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Apr 30, 1991
First registration: Nov 18, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 1616316

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Feb 26, 2021	n/a	yes	Boston, MA	Current employment
CAMMACK RETIREMENT GROUP	Former SEC adviser	Jan 5, 2018	May 18, 2021	no	WELLESLEY, MA	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Mar 1, 2017	Aug 4, 2017	no	Providence, RI\|AUSTIN, TX	Previous registration
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 1, 2016	Jan 27, 2017	no	BOSTON, MA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 6, 2014	Sep 22, 2016	no	AUSTIN, TX\|BOSTON, MA	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Nov 18, 2013	Apr 1, 2014	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMMACK RETIREMENT GROUP	Captrust	May 18, 2021	Feb 26, 2021	-81	Firm change after gap	Other
KESTRA ADVISORY SERVICES, LLC	CAMMACK RETIREMENT GROUP	Aug 4, 2017	Jan 5, 2018	154	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Jun 1, 2016	-113	Bulk transfer	Other
INDEPENDENT FINANCIAL PARTNERS	NFP ADVISOR SERVICES, LLC	Apr 1, 2014	Aug 6, 2014	127	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140614:175112:MA:2021-05-18	May 18, 2021	Feb 26, 2021	WELLESLEY, MA	Firm change after gap

Relationships

Registered with (5)

→ CAPTRUSTRegistered adviserregistration: current employment
Feb 26, 2021 to presentfactForm ADV
→ CAMMACK RETIREMENT GROUPRegistered adviserregistration: previous registration
Jan 5, 2018 to May 18, 2021factForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Mar 1, 2017 to Aug 4, 2017factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 6, 2014 to Sep 22, 2016factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Nov 18, 2013 to Apr 1, 2014factForm ADV

Dated events

No dated event names this entity yet.