DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
5 y
since Feb 26, 2021
In the industry
35 y
since Apr 30, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Captrust institutional currentsince Feb 26, 2021 · Boston, Ma
- Cammack Retirement Group formerJan 5, 2018 to May 18, 2021 · Wellesley, Ma
- Kestra Advisory Services, LLC BD affiliatedMar 1, 2017 to Aug 4, 2017 · Providence, Ri
- Kestra Advisory Services, LLC BD affiliatedJun 1, 2016 to Jan 27, 2017 · Boston, Ma
- Nfp Advisor Services, LLC formerAug 6, 2014 to Sep 22, 2016 · Austin, Tx
- Independent Financial Partners BD affiliatedNov 18, 2013 to Apr 1, 2014 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Cammack Retirement Group to Captrustleft May 18, 2021, registered Feb 26, 2021 (-81 days) · Other · moved with a team
- Kestra Advisory Services, LLC to Cammack Retirement Groupleft Aug 4, 2017, registered Jan 5, 2018 (154 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered Jun 1, 2016 (-113 days) · corporate re-registration, not a move
- Independent Financial Partners to Nfp Advisor Services, LLCleft Apr 1, 2014, registered Aug 6, 2014 (127 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address