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Advisor at COLDSTREAM WEALTH MANAGEMENT
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COLDSTREAM WEALTH MANAGEMENT | Independent wealth | May 10, 2016 | n/a | yes | BELLEVUE, WA | Current employment |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Jul 24, 2015 | Apr 29, 2016 | no | BELLEVUE, WA | Previous registration |
| JHS CAPITAL ADVISORS, LLC | Former SEC adviser | Apr 11, 2012 | Jul 24, 2015 | no | BELLEVUE, WA | Previous registration |
| PAULSON INVESTMENT COMPANY, LLC | Former SEC adviser | Mar 21, 2012 | Apr 11, 2012 | no | BELLEVUE, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 5, 2001 | Apr 26, 2005 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | COLDSTREAM WEALTH MANAGEMENT | Apr 29, 2016 | May 10, 2016 | 11 | Firm change | Other |
| JHS CAPITAL ADVISORS, LLC | LANARK FINANCIAL, INC. | Jul 24, 2015 | Jul 24, 2015 | 0 | Firm change | Other |
| PAULSON INVESTMENT COMPANY, LLC | JHS CAPITAL ADVISORS, LLC | Apr 11, 2012 | Apr 11, 2012 | 0 | Firm change | Other |
| WELLS FARGO ADVISORS | PAULSON INVESTMENT COMPANY, LLC | Apr 26, 2005 | Mar 21, 2012 | 2,521 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112097:17870:WA:2015-07-24 | Jul 24, 2015 | Jul 24, 2015 | BELLEVUE, WA | Firm change |