DFX Intelligence

M••• D••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• D••••• W••••

Advisor at I••••••••• W••••• C••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:31a7f621-3b35-7c9f-c9ee-b59022666cf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Dec 10, 2025	n/a	yes	SAN DIEGO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Jan 13, 2021	Mar 31, 2023	no	SOLANA BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Dec 10, 2025	985	Bulk transfer	RIA to RIA
T••••• P•••• S••••••••• I•••	L••••• W••••• A•••••••• I•••	May 2, 2011	May 27, 2011

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2021 to Mar 31, 2023factForm ADV
→ T••••• P•••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 3, 2009 to May 2, 2011factForm ADV
→ N•••••• F•••••••• S•••••••• I•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31a7f621-3b35-7c9f-c9ee-b59022666cf9
First observed: Mar 6, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.