RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• D••••• W••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Dec 10, 2025 · San Diego, Ca
- L••••• W••••• A•••••••• I••• formerJan 13, 2021 to Mar 31, 2023 · Solana Beach, Ca
- L••••• W••••• A•••••••• I••• formerMay 27, 2011 to Dec 31, 2020 · Solana Beach, Ca
- T••••• P•••• S••••••••• I••• unclassifiedJun 3, 2009 to May 2, 2011 · San Diego, Ca
- N•••••• F•••••••• S•••••••• I••••••••• unclassifiedAug 20, 2008 to Jul 6, 2009 · San Diego, Ca
- U•• F•••••••• S••••••• I••• wirehouseMar 6, 1998 to Dec 2, 2004 · San Diego, Ca
- L••••• W••••• A•••••••• I••• to I••••••••• W••••• C••••••• L••left Mar 31, 2023, registered Dec 10, 2025 (985 days) · corporate re-registration, not a move
- T••••• P•••• S••••••••• I••• to L••••• W••••• A•••••••• I•••left May 2, 2011, registered May 27, 2011 (25 days) · Other
- N•••••• F•••••••• S•••••••• I••••••••• to T••••• P•••• S••••••••• I•••left Jul 6, 2009, registered Jun 3, 2009 (-33 days) · Other
- U•• F•••••••• S••••••• I••• to N•••••• F•••••••• S•••••••• I•••••••••left Dec 2, 2004, registered Aug 20, 2008 (1357 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address