DFX Intelligence

L•••• E••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist54 years in industry

L•••• E••••• H••••••••

Advisor at M••••• C•• A•• A•••••••

NORFOLK, NE

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Search this name across graphsid dfx:ria:31af0820-b441-1be9-67a6-78f6a5cc07c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• C•• A•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1972earliest registration or exam on IAPD
Years in industry: 54derivedfrom the industry start date
Years at current firm: 27derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• C•• A•• A•••••••	Independent wealth	Aug 26, 1999	n/a	yes	NORFOLK, NE	Current employment
W••••• M•••••••••	Mixed wealth	Apr 5, 2006	Mar 15, 2018	no	NORFOLK, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M•••••••••	n/a	Mar 15, 2018	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ M••••• C•• A•• A•••••••Registered adviserregistration: current employment
Aug 26, 1999 to presentfactForm ADV
→ W••••• M•••••••••Registered adviserregistration: previous registration
Apr 5, 2006 to Mar 15, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31af0820-b441-1be9-67a6-78f6a5cc07c5
First observed: Apr 5, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.