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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BELLEVUE, WA | REDMOND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 15, 2024 | n/a | yes | BELLEVUE, WA|REDMOND, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 17, 2019 | Oct 31, 2023 | no | NEW YORK, NY|BELLEVUE, WA | Previous registration |
| EDWARD JONES | National bd RIA | Dec 14, 2018 | Mar 7, 2019 | no | Newcastle, WA|Seattle, WA|ST LOUIS, MO | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 2, 2000 | Mar 5, 2009 | no | BREA, CA|BREA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 7, 2019 | Sep 17, 2019 | 194 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Mar 5, 2009 | Dec 14, 2018 | 3,571 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 250:7691:MO:2019-02-26 | Mar 7, 2019 | Sep 17, 2019 | ST LOUIS, MO | Firm change |