DFX Intelligence

E••• A•••• N••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant40 years in industry

E••• A•••• N••

Advisor at N•• W••••• M••••••••• L••

HUDSON, OH

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Search this name across graphsid dfx:ria:31c3746f-6a81-e1a2-0dc1-554f847703c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• W••••• M••••••••• L••	Independent wealth	Mar 14, 2014	n/a	yes	HUDSON, OH	Current employment
N•••••	Mixed wealth	Feb 16, 2012	Dec 7, 2012	no	MOORESVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••	N•• W••••• M••••••••• L••	Dec 7, 2012	Mar 14, 2014	462	Firm change after gap	Other
N•• W••••• M••••••••• L••	N•••••	Aug 1, 2011	Feb 16, 2012

Relationships

Registered with (4)

→ N•• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 14, 2014 to presentfactForm ADV
→ N•••••Registered adviserregistration: previous registration
Feb 16, 2012 to Dec 7, 2012factForm ADV
→ N•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2009 to Aug 1, 2011factForm ADV
→ T•• P••••••• G••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31c3746f-6a81-e1a2-0dc1-554f847703c7
First observed: Sep 16, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.