RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• A•••• N••
- N•• W••••• M••••••••• L•• independent RIA currentsince Mar 14, 2014 · Hudson, Oh
- N••••• mixed wealthFeb 16, 2012 to Dec 7, 2012 · Mooresville, Nc
- N•• W••••• M••••••••• L•• unclassifiedJun 18, 2009 to Aug 1, 2011 · Hudson, Oh
- T•• P••••••• G•••• formerSep 16, 2008 to Jun 9, 2009 · Hudson, Oh
- N••••• to N•• W••••• M••••••••• L••left Dec 7, 2012, registered Mar 14, 2014 (462 days) · Other
- N•• W••••• M••••••••• L•• to N•••••left Aug 1, 2011, registered Feb 16, 2012 (199 days) · Other
- T•• P••••••• G•••• to N•• W••••• M••••••••• L••left Jun 9, 2009, registered Jun 18, 2009 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address