DFX Intelligence

I••• F•••• •••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I••• F•••• •••• L••

CRD 307934

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31c94a3f-9c94-751b-2760-6c27a6941a62

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Dec 10, 2021 to Aug 10, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 58

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••• H•••• M••••• L••••••	Hedge Fund	$502M	Aug 10, 2026	10	Aug 10, 2026	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• S••••	MANAGING DIRECTOR, NORTH AMERICA	Na	yes	12/2019	Dec 10, 2021	Sep 26, 2024
B•••••• N••••	HEAD OF OPERATIONS	Na	yes	01/2011	Dec 10, 2021	Sep 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••• F•••• ••• L••••••	n/a	Asset manager	$2.6B	N	yes	n/a
I••••••••• S••••••• A•••• M•••••••••	n/a	n/a	n/a	Y	no	n/a
I••• H•••• M•••••••••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 16, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$2.1B	24.4%	$48.0M	279.8%	58	55	0	0

Relationships

Affiliated with (1)

→ I••• F•••• ••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ I••• H•••• M••••• L••••••Private fundHedge Fund, IA
Aug 10, 2026 to presentfactForm ADV

Controls (9)

← S•••• R••OwnerSHAREHOLDER, ownership code C, individual
Dec 10, 2021 to Sep 26, 2024factForm ADV

Dated events

Occurred
Aug 10, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$286M
Occurred
Aug 10, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$215M
Occurred
Sep 26, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.9B
Occurred
Sep 14, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31c94a3f-9c94-751b-2760-6c27a6941a62
First observed: Dec 10, 2021
Last observed: Aug 10, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.