DFX Intelligence

I••• F•••• ••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I••• F•••• ••• L••••••

CRD 307680

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d816edb0-40ad-2345-9f15-b2765ed01e9f

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Nov 5, 2021 to Aug 10, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 100

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••• 1•	Hedge Fund	$215M	Sep 27, 2024	6	Nov 5, 2021	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• N••••	HEAD OF OPERATIONS	Na	yes	01/2011	Nov 5, 2021	Sep 27, 2024
C••••••••• K••••	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Nov 5, 2021	Sep 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• S••••••• A•••• M•••••••••	n/a	n/a	n/a	Y	no	n/a
I••• F•••• •••• L••	n/a	n/a	n/a	N	yes	n/a
I••• H•••• M•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 10, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.6B	$260M	911.6%	n/a	n/a	100	79	0	0

Relationships

Affiliated with (1)

← I••• F•••• •••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Advises (1)

→ I••• 1•Private fundHedge Fund, IA
Nov 5, 2021 to presentfactForm ADV

Controls (8)

← S•••• R••OwnerSHAREHOLDER, ownership code C, individual
Nov 5, 2021 to Sep 27, 2024factForm ADV

Dated events

Occurred
Sep 27, 2024
Regulatory AUM changed
I••• F•••• ••• L•••••• reported RAUM $2.1B, up 713% from $259.7M (2024-03-15 to 2024-09-27)
Form ADVobserved 7 days ago
$1.9B
Occurred
Sep 13, 2022
Control person joined
S•••••• D••••• U•••• (Shareholder) appeared on Schedule A of I••• F•••• ••• L••••••
Form ADVobserved 7 days ago
Occurred
Nov 5, 2021
First Form ADV filing
I••• F•••• ••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d816edb0-40ad-2345-9f15-b2765ed01e9f
First observed: Nov 5, 2021
Last observed: Aug 10, 2026 43 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.