DFX Intelligence

D••••• W•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

D••••• W•••••• G••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Calhoun, GA | Atlanta, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 25, 2025	n/a	yes	Calhoun, GA\|Atlanta, GA	Current employment
D•••••• L••• S••••• L••	Former SEC adviser	Jan 7, 2026	Apr 3, 2026	no	ROME, GA\|ROME, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• L••• S••••• L••	n/a	Apr 3, 2026	n/a	n/a	Departure no registered destination	Departure
D•••••• L••• S••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 31, 2025	Nov 25, 2025	-36

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ D•••••• L••• S••••• L••Registered adviserregistration: previous registration
Jan 7, 2026 to Apr 3, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 7, 2009 to May 31, 2017factForm ADV

Dated events

Order

Occurred
3 Apr 2026
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 7, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.