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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Bluffton, IN | Ossian, IN | Fort Wayne, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 27, 2023 | n/a | yes | Fort Wayne, IN|Bluffton, IN|AUSTIN, TX|Ossian, IN | Current employment |
| USA FINANCIAL SECURITIES LLC | Independent wealth | Jan 17, 2018 | Nov 27, 2023 | no | ADA, MI|Fort Wayne, IN|Bluffton, IN|Fort Wayne, IN|Fishers, IN|Ossian, IN|Bluffton, IN|Huntington, IN|Fort Wayne, IN | Previous registration |
| SHELTON FINANCIAL GROUP, INC. | Former SEC adviser | Sep 8, 2010 | Feb 12, 2018 | no | FORT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USA FINANCIAL SECURITIES LLC | KESTRA ADVISORY SERVICES, LLC | Nov 27, 2023 | Nov 27, 2023 | 0 | Firm change | RIA to ibd |
| SHELTON FINANCIAL GROUP, INC. | USA FINANCIAL SECURITIES LLC | Feb 12, 2018 | Jan 17, 2018 | -26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 103857:283330:IN:2023-11-27 | Nov 27, 2023 | Nov 27, 2023 | HUNTINGTON, IN | Firm change |
| 123318:103857:IN:2018-02-12 | Feb 12, 2018 | Jan 17, 2018 | FORT WAYNE, IN | Firm change |