RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L•• N•••••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 27, 2023 · Fort Wayne, In
- U•• F•••••••• S••••••••• L•• independent RIAJan 17, 2018 to Nov 27, 2023 · Ada, Mi
- S•••••• F•••••••• G••••• I••• formerSep 8, 2010 to Feb 12, 2018 · Fort Wayne, In
- U•• F•••••••• S••••••••• L•• to K••••• A••••••• S•••••••• L••left Nov 27, 2023, registered Nov 27, 2023 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- S•••••• F•••••••• G••••• I••• to U•• F•••••••• S••••••••• L••left Feb 12, 2018, registered Jan 17, 2018 (-26 days) · Other · moved with a team
- B•••• L•• N••••••••• left U•• F•••••••• S••••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2023-11-27)Nov 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address