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Advisor at LIFEMARK SECURITIES CORP.
Pearl River, NY | Hernando, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFEMARK SECURITIES CORP. | Bd affiliated wealth | Oct 28, 2018 | n/a | yes | Hernando, FL|Pearl River, NY | Current employment |
| FORESTERS EQUITY SERVICES, INC. | Former SEC adviser | Jul 3, 2013 | Oct 29, 2018 | no | NORTH FORT MYERS, FL|HERNANDO, FL|WENHAN, MA|PEABODY, MA|OCALA, FL | Previous registration |
| TRUSTMONT ADVISORY GROUP, INC. | Bd affiliated wealth | May 8, 2009 | Jun 25, 2013 | no | GREENSBURG, PA | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Jan 12, 2006 | Mar 13, 2009 | no | DANVERS, MA|WALTHAM, MA|DANVERS, MA | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 12, 2005 | Jan 5, 2006 | no | DANVERS, MA | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Jun 19, 2002 | Dec 31, 2004 | no | DANVERS, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORESTERS EQUITY SERVICES, INC. | LIFEMARK SECURITIES CORP. | Oct 29, 2018 | Oct 28, 2018 | -1 | Firm change | Ibd to RIA |
| TRUSTMONT ADVISORY GROUP, INC. | FORESTERS EQUITY SERVICES, INC. | Jun 25, 2013 | Jul 3, 2013 | 8 | Firm change | Other |
| OSAIC FS, INC. | TRUSTMONT ADVISORY GROUP, INC. | Mar 13, 2009 | May 8, 2009 | 56 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | OSAIC FS, INC. | Jan 5, 2006 | Jan 12, 2006 | 7 | Firm change | Other |
| EASTERN POINT ADVISORS INC. | INVESTORS CAPITAL ADVISORY | Dec 31, 2004 | Jan 12, 2005 | 12 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 18464:16204:FL:2018-10-29 | Oct 29, 2018 | Oct 28, 2018 | OCALA, FL | Firm change |