DFX Intelligence

J••••••• F•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

J••••••• F•••• T••••••

Advisor at A•••••• W••••• M••••••••• L••

MOUNT PLEASANT, SC | Atlanta, GA

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Search this name across graphsid dfx:ria:31ed48b9-0e07-64e7-bac7-7021e14e3432

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	Independent wealth	Feb 1, 2021	n/a	yes	Atlanta, GA\|MOUNT PLEASANT, SC	Current employment
S••••••••• F•••••••• S••••••• L••	Former SEC adviser	Jan 16, 2020	Jan 14, 2021	no	Atlanta, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••••• S••••••• L••	A•••••• W••••• M••••••••• L••	Jan 14, 2021	Feb 1, 2021	18	Firm change	RIA to RIA
R•••••• J•••• • A••••••••• I•••	S••••••••• F•••••••• S••••••• L••	Dec 31, 2019	Jan 16, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
306151:291902:GA:2021-01-14	Jan 14, 2021	Feb 1, 2021	ATLANTA, GA	Firm change
705:306151:GA:2019-12-31	Dec 31, 2019	Jan 16, 2020	ATLANTA, GA	Firm change

Relationships

Registered with (7)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 1, 2021 to presentfactForm ADV
→ S••••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 16, 2020 to Jan 14, 2021factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Sep 6, 2016 to Dec 31, 2019factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31ed48b9-0e07-64e7-bac7-7021e14e3432
First observed: Aug 16, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.