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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LESTE FINANCIAL SERVICES GESTAO DE RECURSOS LTDA.

CRD 302025

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31fdee86-0322-9bd7-ed72-bce36046828e

Data as of Mar 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2019 to Mar 13, 2020
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $291MItem 5.F on the latest filing (2020-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $291M
Private client RAUM: $266MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 33
Advisory employees: 10
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 6
High net worth clients: 1
Custody, client assets: $291M
SEC number: 801-117209
CRD: 302025
Filings on the tape: 4
First filed: Jul 19, 2019
Latest filed: Mar 13, 2020
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAMARGO, TAINA, HUTTEN	CHIEF COMPLIANCE OFFICER	Na	yes	10/2017	Jul 19, 2019	Mar 13, 2020
GANEM, MARCELO, CAMARAO	CHIEF RISK OFFICER	Na	yes	10/2017	Jul 19, 2019	Mar 13, 2020
HERMANN, EMMANUEL, ROSE	MANAGING MEMBER	E	yes	08/2017	Jul 19, 2019	Mar 13, 2020
LUSTRE FILHO, CARLOS, ALBERTO	CHIEF COMERCIAL OFFICER	Na	yes	10/2018	Jul 19, 2019	Mar 13, 2020
SOUZA, ALESSANDRA AUGUSTA, DE LIMA G. DA SILVA	CHIEF EXECUTIVE OFFICER	Na	yes	10/2017	Jul 19, 2019	Mar 13, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LESTE CAPITAL PARTNERS (FLORIDA), LLC	n/a	Asset manager	$1.6B	N	yes	n/a
LESTE USA, LLC	n/a	Other adviser	$126M	N	yes	n/a
LESTE ADMINISTRACAO DE RECURSOS LTDA.	n/a	Former SEC adviser	$88.0M	N	yes	n/a
LESTE CREDIT GESTAO DE RECURSOS LTDA.	n/a	Former SEC adviser	$69.8M	N	yes	n/a
LC OFFSHORE FUND GP, LTD.	n/a	n/a	n/a	N	yes	n/a
LCM GOLUB GP LLC	n/a	n/a	n/a	N	yes	n/a
LESTE CAPITAL MANAGEMENT UK LLP	n/a	n/a	n/a	N	yes	n/a
LESTE CL GP, LTD.	n/a	n/a	n/a	N	yes	n/a
LESTE CREDIT OPPORTUNITY US GP, LLC	n/a	n/a	n/a	N	yes	n/a
LESTE FLAGLER GP, LLC	n/a	n/a	n/a	N	yes	n/a
LESTE LITIGATION FINANCE CONSULTORIA ESPECIALIZADA LTDA.	n/a	n/a	n/a	N	yes	n/a
LESTE MG MULTIFAMILY FUND GP, LLC	n/a	n/a	n/a	N	yes	n/a
LESTE PRIVATE EQUITY GEST?O DE RECURSOS LTDA.	n/a	n/a	n/a	N	yes	n/a
LESTE REAL ESTATE CONSULTORIA IMOBILIARIA LTDA.	n/a	n/a	n/a	N	yes	n/a
LFC GP, LTD	n/a	n/a	n/a	N	yes	n/a
NW3 CAPITAL GEST?O DE RECURSOS LTDA.	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
RIO DE JANEIRO	n/a	Brazil	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 13, 2020	$291M	$291M	33	10	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$291M	n/a	n/a	n/a	n/a	33	n/a	2	n/a

Relationships

Affiliated with (7)

→ LESTE CAPITAL PARTNERS (FLORIDA), LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LESTE USA, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ LESTE CREDIT GESTAO DE RECURSOS LTDA.Registered adviserother investment adviser, common control
factForm ADV
→ LESTE ADMINISTRACAO DE RECURSOS LTDA.Registered adviserother investment adviser, common control
factForm ADV
← LESTE CREDIT GESTAO DE RECURSOS LTDA.Registered adviserother investment adviser, common control
factForm ADV
← LESTE ADMINISTRACAO DE RECURSOS LTDA.Registered adviserother investment adviser, common control
factForm ADV
← LESTE CAYMAN INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

← HERMANN, EMMANUEL, ROSEOwnerMANAGING MEMBER, ownership code E, individual
Jul 19, 2019 to presentfactForm ADV
← SOUZA, ALESSANDRA AUGUSTA, DE LIMA G. DA SILVAOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 19, 2019 to presentfactForm ADV
← CAMARGO, TAINA, HUTTENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 19, 2019 to presentfactForm ADV
← GANEM, MARCELO, CAMARAOOwnerCHIEF RISK OFFICER, ownership code NA, individual
Jul 19, 2019 to presentfactForm ADV
← LUSTRE FILHO, CARLOS, ALBERTOOwnerCHIEF COMERCIAL OFFICER, ownership code NA, individual
Jul 19, 2019 to presentfactForm ADV

Dated events

Occurred
Mar 13, 2020
Regulatory AUM changed
Leste Financial Services Gestao De Recursos Ltda. reported RAUM $290.6M, down 51% from $589.7M (2019-08-26 to 2020-03-13)
Form ADVobserved 4 days ago
$-299M
Occurred
Jul 19, 2019
First Form ADV filing
Leste Financial Services Gestao De Recursos Ltda. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:31fdee86-0322-9bd7-ed72-bce36046828e
First observed: Jul 19, 2019
Last observed: Mar 13, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LESTE FINANCIAL SERVICES GESTAO DE RECURSOS LTDA.

CRD 302025

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:31fdee86-0322-9bd7-ed72-bce36046828e

Data as of Mar 13, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAMARGO, TAINA, HUTTEN

CHIEF COMPLIANCE OFFICER

yes

10/2017

Jul 19, 2019

Mar 13, 2020

GANEM, MARCELO, CAMARAO

CHIEF RISK OFFICER

yes

10/2017

Jul 19, 2019

Mar 13, 2020

HERMANN, EMMANUEL, ROSE

MANAGING MEMBER

yes

08/2017

Jul 19, 2019

Mar 13, 2020

LUSTRE FILHO, CARLOS, ALBERTO

CHIEF COMERCIAL OFFICER

yes

10/2018

Jul 19, 2019

Mar 13, 2020

SOUZA, ALESSANDRA AUGUSTA, DE LIMA G. DA SILVA

CHIEF EXECUTIVE OFFICER

yes

10/2017

Jul 19, 2019

Mar 13, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LESTE CAPITAL PARTNERS (FLORIDA), LLC

n/a

Asset manager

$1.6B

yes

n/a

LESTE USA, LLC

n/a

Other adviser

$126M

yes

n/a

LESTE ADMINISTRACAO DE RECURSOS LTDA.

n/a

Former SEC adviser

$88.0M

yes

n/a

LESTE CREDIT GESTAO DE RECURSOS LTDA.

n/a

Former SEC adviser

$69.8M

yes

n/a

LC OFFSHORE FUND GP, LTD.

n/a

yes

n/a

LCM GOLUB GP LLC

n/a

yes

n/a

LESTE CAPITAL MANAGEMENT UK LLP

n/a

yes

n/a

LESTE CL GP, LTD.

n/a

yes

n/a

LESTE CREDIT OPPORTUNITY US GP, LLC

n/a

yes

n/a

LESTE FLAGLER GP, LLC

n/a

yes

n/a

LESTE LITIGATION FINANCE CONSULTORIA ESPECIALIZADA LTDA.

n/a

yes

n/a

LESTE MG MULTIFAMILY FUND GP, LLC

n/a

yes

n/a

LESTE PRIVATE EQUITY GEST?O DE RECURSOS LTDA.

n/a

yes

n/a

LESTE REAL ESTATE CONSULTORIA IMOBILIARIA LTDA.

n/a

yes

n/a

LFC GP, LTD

n/a

yes

n/a

NW3 CAPITAL GEST?O DE RECURSOS LTDA.

n/a

City

State

Country

Employees

Also broker-dealer

RIO DE JANEIRO

n/a

Brazil

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 13, 2020

$291M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$291M

n/a