DFX Intelligence

L•••• C•••••• P••••••• ••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

L•••• C•••••• P••••••• ••••••••• L••

CRD 285179

MIAMI, FL

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Search this name across graphsid dfx:ria:bad1261e-9471-8d41-85c4-1e3c807ad4a5

Data as of Jul 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 21
On other graphs: 4
Observed: Aug 14, 2019 to Jul 8, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••• C•••••• P••••••• ••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

L•••• C•••••• P••••••• ••••••••• L••

Capital provider to sponsors · shared crd

Private Creditidentity

L•••• C•••••• P••••••• ••••••••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.6B••• Locked
Discretionary RAUM: $667M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••• C••••• O••••••••• F••• L•••	Hedge Fund	$65.5M	Jan 13, 2023	8	Mar 30, 2021	dropped	021-348762
L• F• C••••••• L••	Real Estate Fund	$31.5M	Jul 8, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••• M••••••• C••••••	CHIEF RISK OFFICER	Na	yes	03/2019	Aug 14, 2019	Jul 25, 2024
H••••••• E•••••••• R•••	MANAGING MEMBER	E	yes	08/2017	Aug 14, 2019	Jul 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••• C•••••• P••••••• L••	n/a	Asset manager	$5.3B	N	yes	n/a
L•••• U••• L••	n/a	Other adviser	$126M	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.6B	$751M	114.4%	$676M	33.6%	19	27	1	1

Relationships

Affiliated with (8)

← A•••• C•••••• P••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ L•••• U••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ A•••• C•••••• P••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← L•••• U••• L••Registered adviserother investment adviser, control, common control

Dated events

Occurred
Jul 8, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$14.7M
Occurred
Jul 8, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$2.3M
Occurred
Jul 8, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$6.3M
Occurred
Jul 8, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bad1261e-9471-8d41-85c4-1e3c807ad4a5
First observed: Aug 14, 2019
Last observed: Jul 8, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.