DFX Intelligence

J••••••• P•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

J••••••• P•••••• S•••••

Advisor at C••••• I••••••••• A••••••• L••

GEORGETOWN, TX

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Search this name across graphsid dfx:ria:32082ed6-4511-9bcb-2685-aded49037c10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 14, 2024	n/a	yes	GEORGETOWN, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Sep 9, 2022	Mar 19, 2024	no	CEDAR PARK, TX\|Cedar Park, TX\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• A••••••• L••	Mar 19, 2024	Mar 14, 2024	-5	Firm change	Ibd to ibd
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Sep 9, 2022	Sep 9, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283330:6413:TX:2022-09-09	Sep 9, 2022	Sep 9, 2022	CEDAR PARK, TX	Firm change

Relationships

Registered with (7)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 14, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 9, 2022 to Mar 19, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 12, 2021 to Sep 9, 2022factForm ADV
→ C••• F•••••••• S•••••••• L•••

Dated events

Occurred
Mar 19, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 9, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:32082ed6-4511-9bcb-2685-aded49037c10
First observed: Sep 12, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.